Xiang Feng Ni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Feng Ni, a licensed Responsible Officer with CE reference AFY231. Currently licensed at 2 firm(s): Prime China Investments and Advisory Limited, Prime China Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
RO | Type 4 - Advising on securities | 2019-11-08 | present |
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
RO | Type 9 - Asset management | 2019-11-08 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-22 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 4 - Advising on securities | 2016-12-22 | present |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-19 | 2016-12-22 |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-19 | 2016-12-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-09-06 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2016-09-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiang Feng Ni during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.