Philip Han Wen Wu
吳翰文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Han Wen Wu (吳翰文), CE reference BOM514. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 — Asset management | 2025-08-01 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2020-11-13 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2020-11-13 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2019-06-28 | 2019-07-07 |