Xinyue Cao
曹馨月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyue Cao (曹馨月), CE reference BOW552. Currently licensed at 1 firm(s): Polymer Capital Management (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-01-19 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-25 | 2020-12-11 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-25 | 2020-12-11 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-25 | 2020-12-11 |