Simon Yat Sing Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yat Sing Lau (劉日昇), a licensed Responsible Officer with CE reference BAA702. Currently licensed at 1 firm(s): Pathway Capital Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-27 | present |
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-11-01 | present |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Yat Sing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jun Tae Park | Pathway Capital Management (HK) Limited | 2015–2023 |
| Jason Kai Hong Yu | Pathway Capital Management (HK) Limited | 2019–present |
| James Edward Heath | Pathway Capital Management (HK) Limited | 2012–2019 |
| Jingyi Chang | Pathway Capital Management (HK) Limited | 2020–present |
| Alfred Tin Ming Poon | Pathway Capital Management (HK) Limited | 2021–present |
| Jack Pong | Pathway Capital Management (HK) Limited | 2018–2022 |
| Joseph Chi Tien | Pathway Capital Management (HK) Limited | 2013–2017 |
| Seung Ju Lee | Pathway Capital Management (HK) Limited | 2024–present |
| Ka Yu Lau | Pathway Capital Management (HK) Limited | 2022–2024 |
| Barrett Pak Chun Wong | Pathway Capital Management (HK) Limited | 2024–present |
| Kexin Chen | Pathway Capital Management (HK) Limited | 2025 |