Shao Li Liu
劉曉黎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Li Liu (劉曉黎), a licensed Responsible Officer with CE reference ABV412. Currently licensed at 1 firm(s): Potomac Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Potomac Capital Limited 波多馬克投資有限公司 |
RO | Type 9 - Asset management | 2008-06-13 | present |
| Potomac Capital Limited 波多馬克投資有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-08 | present |
| PaydenPotomac Limited | RO | Type 9 - Asset management | 2006-07-04 | 2009-10-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-09 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Shao Li Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Elinor Jui-Hung Chen | Potomac Capital Limited | 2004–present |
| Chi Yeung Lok | Potomac Capital Limited | 2009 |
| R. William Hamilton Mannon J | PaydenPotomac Limited | 2006–2007 |