Kelvin Ming Yuen Leung
梁明遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Ming Yuen Leung (梁明遠), CE reference AWK629. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-22 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2023-05-22 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-31 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 — Advising on securities | 2020-07-31 | 2023-05-22 |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 9 — Asset management | 2020-07-31 | 2023-05-22 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-29 | 2020-07-31 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2019-05-29 | 2020-07-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-02 | 2019-05-24 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-02 | 2019-05-24 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-17 | 2018-02-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-17 | 2018-02-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-17 | 2018-02-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-16 | 2015-05-15 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-16 | 2015-05-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-09 | 2013-04-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-09 | 2013-04-01 |