Zijia Yuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zijia Yuan (袁子甲), a licensed Responsible Officer with CE reference AYN418. Currently licensed at 1 firm(s): Pinnacle Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-02 | present |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 4 - Advising on securities | 2024-08-02 | present |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 - Asset management | 2020-12-14 | present |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 - Asset management | 2016-03-10 | 2020-12-11 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-18 | 2015-12-17 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-18 | 2015-12-17 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-18 | 2015-12-17 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-06-18 | 2015-12-17 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-06-18 | 2015-12-17 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-06-18 | 2015-12-17 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-18 | 2015-12-17 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2015-06-18 | 2015-12-17 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-10-08 | 2015-04-13 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-11-28 | 2014-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zijia Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.