Yin Ling Lee
李燕玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ling Lee (李燕玲), a licensed Representative with CE reference ABP971. Currently licensed at 1 firm(s): Prime Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime Securities Limited 發利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-03 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-23 | 2004-05-18 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-23 | 2004-05-18 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-10 |