Yin Ling Lee
李燕玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ling Lee (李燕玲), a licensed Representative with CE reference ABP971. Currently licensed at 1 firm(s): Prime Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime Securities Limited 發利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-03 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-23 | 2004-05-18 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-23 | 2004-05-18 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-10 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Ling Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.