Emily Shao Hua Sim
沈曉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Shao Hua Sim (沈曉華), CE reference AUM601. Currently licensed at 1 firm(s): Polymer Capital Management (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2026-03-12 | present |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-05 | 2026-02-28 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2025-12-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-29 | 2017-07-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-09-14 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-15 | 2017-07-06 |