Xiaoguang Li
李肖光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoguang Li (李肖光), a licensed Responsible Officer with CE reference AWL741. Currently licensed at 1 firm(s): ORIX Asia Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-09 | present |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-09 | present |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-09 | present |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-15 | 2022-10-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-15 | 2022-10-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 9 — Asset management | 2019-04-15 | 2022-10-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2019-02-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-05 | 2019-02-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-15 | 2019-02-01 |