Winnie Sin Yeng Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Sin Yeng Leung (梁善盈), a licensed Responsible Officer with CE reference AYR072. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 - Advising on securities | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 9 - Asset management | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-28 | 2024-01-30 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 - Asset management | 2021-04-28 | 2024-01-30 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-24 | 2024-01-30 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-07-13 | 2021-03-05 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-26 | 2021-03-05 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-07-23 | 2020-07-13 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-06-06 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2014-01-10 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2014-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Sin Yeng Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.