Winnie Sin Yeng Leung
梁善盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Sin Yeng Leung (梁善盈), CE reference AYR072. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 — Advising on securities | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 9 — Asset management | 2024-01-30 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-28 | 2024-01-30 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2021-04-28 | 2024-01-30 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-24 | 2024-01-30 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-13 | 2021-03-05 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-26 | 2021-03-05 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-23 | 2020-07-13 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-12-19 | 2019-06-06 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2014-01-10 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2014-01-10 |