Janice Soo Ngor Chan
陳素娥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Soo Ngor Chan (陳素娥), a licensed Responsible Officer with CE reference ABS282. Currently licensed at 1 firm(s): Pyxis Wealth Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-18 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 - Advising on securities | 2020-11-18 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 - Asset management | 2020-11-18 | present |
| Alphatraxx (H.K.) Limited | RO | Type 4 - Advising on securities | 2005-12-23 | 2006-04-03 |
| Alphatraxx (H.K.) Limited | RO | Type 9 - Asset management | 2005-12-23 | 2006-04-03 |