Tomoya Minaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoya Minaki, a licensed Representative with CE reference BIW810. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 9 - Asset management. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 - Asset management | 2023-07-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-09-02 | 2023-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-09-02 | 2023-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2021-09-02 | 2023-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-01-17 | 2017-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-01-17 | 2017-01-25 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Tomoya Minaki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.