Tomoya Minaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoya Minaki, CE reference BIW810. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 — Asset management | 2023-07-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-09-02 | 2023-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-09-02 | 2023-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-09-02 | 2023-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-01-17 | 2017-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-01-17 | 2017-01-25 |