Marco Arosti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Arosti, a licensed Responsible Officer with CE reference APZ595. Currently licensed at 3 firm(s): Phoenician Securities Limited, Phoenician Limited, Phoenician Advisory Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenician Securities Limited 富理基證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-25 | present |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 - Advising on securities | 2018-06-07 | present |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 - Asset management | 2018-06-07 | present |
| Phoenician Advisory Services Limited |
RO | Type 6 - Advising on corporate finance | 2017-05-31 | present |
| Phoenician Advisory Services Limited |
RO | Type 1 - Dealing in securities | 2017-05-31 | 2024-07-23 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-05-14 | 2016-08-12 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-05-14 | 2016-08-12 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-23 | 2015-05-14 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-23 | 2015-05-14 |
| Tiro Capital Limited | RO | Type 6 - Advising on corporate finance | 2014-08-27 | 2015-02-22 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-12 | 2014-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-08 | 2013-03-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-08 | 2013-03-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-16 | 2010-08-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-16 | 2010-08-04 |