Wendy Zi Yin Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Zi Yin Lai (黎枳言), a licensed Responsible Officer with CE reference AIY638. Currently licensed at 1 firm(s): PATRIZIA Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PATRIZIA Hong Kong Limited 帕德香港有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-19 | present |
| PATRIZIA Hong Kong Limited 帕德香港有限公司 |
RO | Type 4 - Advising on securities | 2018-12-19 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-05 | 2017-06-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2015-08-05 | 2017-06-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-08-05 | 2017-06-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-02 | 2015-08-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-02 | 2015-08-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-06-02 | 2015-08-05 |
| BFIN Private Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2014-02-21 | 2015-04-30 |
| BFIN Private Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2014-02-21 | 2015-04-30 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-03 | 2012-02-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-03 | 2012-02-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-03 | 2012-02-16 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-10 | 2011-04-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-10 | 2011-04-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-10 | 2011-04-05 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-18 | 2005-08-02 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-27 | 2005-04-15 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-06-24 | 2004-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Zi Yin Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.