Wendy Zi Yin Lai
黎枳言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Zi Yin Lai (黎枳言), a licensed Responsible Officer with CE reference AIY638. Currently licensed at 1 firm(s): PATRIZIA Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PATRIZIA Hong Kong Limited 帕德香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-19 | present |
| PATRIZIA Hong Kong Limited 帕德香港有限公司 |
RO | Type 4 — Advising on securities | 2018-12-19 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-05 | 2017-06-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2015-08-05 | 2017-06-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-08-05 | 2017-06-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-02 | 2015-08-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-02 | 2015-08-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-02 | 2015-08-05 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2014-02-21 | 2015-04-30 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2014-02-21 | 2015-04-30 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2012-02-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-03 | 2012-02-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-03 | 2012-02-16 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-10 | 2011-04-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-10 | 2011-04-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-10 | 2011-04-05 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-18 | 2005-08-02 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-27 | 2005-04-15 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-24 | 2004-04-26 |