James Peter Sutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Peter Sutton, CE reference ANU041. Currently licensed at 1 firm(s): Progeny (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited |
RO | Type 9 — Asset management | 2019-06-21 | present |
| Progeny (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2010-07-09 | present |
| Progeny (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2010-07-09 | present |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 1 — Dealing in securities | 2008-02-19 | 2010-07-09 |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 4 — Advising on securities | 2006-08-18 | 2010-07-09 |