James Peter Sutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Peter Sutton, a licensed Responsible Officer with CE reference ANU041. Currently licensed at 1 firm(s): Progeny (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited | RO | Type 9 - Asset management | 2019-06-21 | present |
| Progeny (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-07-09 | present |
| Progeny (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-07-09 | present |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 1 - Dealing in securities | 2008-02-19 | 2010-07-09 |
| Wilfred T. Fry (Personal Financial Planning) Limited | Rep | Type 4 - Advising on securities | 2006-08-18 | 2010-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Peter Sutton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.