Po Kwan Ng
吳寶坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Kwan Ng (吳寶坤), a licensed Responsible Officer with CE reference AHV110. Currently licensed at 1 firm(s): Pinestone Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinestone Securities Limited 鼎石證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-04 | present |
| Ewarton Securities Limited 穎翔證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-18 | 2023-09-29 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-02 | 2010-10-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-17 | 2003-12-30 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-17 | 2003-12-16 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-29 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-21 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-21 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Kwan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.