Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Weiqun Zhang
CE BCP791 - active, PFP Capital Limited
Shiwei Fu
CE BFS397 - active, PICC Asset Management (Hong Kong) Company Limited
Jing (SFC:BGO555) Hu
CE BGO555 - active, PICC Asset Management (Hong Kong) Company Limited
Huasong Li
CE BSI932 - active, PICC Asset Management (Hong Kong) Company Limited
Ju Lin
CE AQG973 - active, PICC Asset Management (Hong Kong) Company Limited
Xiaoshuang Wei
CE ASC765 - active, PICC Asset Management (Hong Kong) Company Limited
Yang Bian
CE BEB916 - active, PICC Asset Management (Hong Kong) Company Limited
Qiping Chen
CE BSJ652 - active, PICC Asset Management (Hong Kong) Company Limited
Yinchang Guo
CE BQM980 - active, PICC Asset Management (Hong Kong) Company Limited
Yang (SFC:BLA722) Huang
CE BLA722 - active, PICC Asset Management (Hong Kong) Company Limited
Dandan Jin
CE BCF263 - active, PICC Asset Management (Hong Kong) Company Limited
Mengjie (SFC:BNG397) Li
CE BNG397 - active, PICC Asset Management (Hong Kong) Company Limited
Wenbing Li
CE AVN469 - active, PICC Asset Management (Hong Kong) Company Limited
Shuting Ma
CE BOL304 - active, PICC Asset Management (Hong Kong) Company Limited
Jiayi Meng
CE BWB076 - active, PICC Asset Management (Hong Kong) Company Limited
Nan (SFC:BQM721) Wang
CE BQM721 - active, PICC Asset Management (Hong Kong) Company Limited
Zhiguang Wang
CE BMX052 - active, PICC Asset Management (Hong Kong) Company Limited
Zhuojun (SFC:AWS992) Wang
CE AWS992 - active, PICC Asset Management (Hong Kong) Company Limited
Bin (SFC:BVT598) Wu
CE BVT598 - active, PICC Asset Management (Hong Kong) Company Limited
Sijia (SFC:BGX586) Zhang
CE BGX586 - active, PICC Asset Management (Hong Kong) Company Limited
Xianning Zhang
CE AWS214 - active, PICC Asset Management (Hong Kong) Company Limited
Xinhuang Zheng
CE BPB538 - active, PICC Asset Management (Hong Kong) Company Limited
Yong (SFC:BNO095) Zhu
CE BNO095 - active, PICC Asset Management (Hong Kong) Company Limited
Yuanhui Zou
CE BIH736 - active, PICC Asset Management (Hong Kong) Company Limited
Marcio Bogoricin Oliveira
CE BNL128 - active, PIMCO Asia Limited
Stephen Koon Bong Chang
CE AKL718 - active, PIMCO Asia Limited
Jung Park
CE AFS990 - active, PIMCO Asia Limited
Jean Sup Bae
CE BWL057 - active, PIMCO Asia Limited
Shuting Cai
CE BID096 - active, PIMCO Asia Limited
Yishan Cao
CE AXI390 - active, PIMCO Asia Limited
Ho Yin Ronald Chan
CE BOL429 - active, PIMCO Asia Limited
Lei Dong
CE BNX294 - active, PIMCO Asia Limited
David Charles George Ellison
CE BQJ929 - ceased
Siyuan (SFC:BRY530) Gao
CE BRY530 - active, PIMCO Asia Limited
Naveen Gulati
CE BQP769 - active, PIMCO Asia Limited
Luojia Han
CE BWT786 - active, PIMCO Asia Limited
Li (SFC:AUL729) He
CE AUL729 - active, PIMCO Asia Limited
Chaemin Hong
CE BXS517 - active, PIMCO Asia Limited
Tsz Chung Hsieh
CE BXI635 - active, PIMCO Asia Limited
Chih-Hsiang Hsu
CE BVQ166 - active, PIMCO Asia Limited
Jingjing Huang
CE BDJ463 - active, PIMCO Asia Limited
Donghan Kim
CE BTT595 - active, PIMCO Asia Limited
Minji (SFC:BPU734) Kim
CE BPU734 - active, PIMCO Asia Limited
Ho Yan Kwok
CE BFO812 - active, PIMCO Asia Limited
Stephanie Shiyue Lai
CE BSH349 - active, PIMCO Asia Limited
An Yin Andrew Lam
CE BWW245 - active, PIMCO Asia Limited
Hon Man Lam
CE AOH416 - active, PIMCO Asia Limited
Chun Wang Lau
CE BQW899 - active, PIMCO Asia Limited
Wing Ting Lee
CE AXO756 - active, PIMCO Asia Limited
Annisa Yuen Yee Lee
CE ALW388 - active, PIMCO Asia Limited
Huijuan Lin
CE BNM899 - active, PIMCO Asia Limited
Yuen Yung Lok
CE BUB040 - active, PIMCO Asia Limited
Yingtao Lu
CE BNQ523 - active, PIMCO Asia Limited
Wing Wa Mak
CE BWV416 - active, PIMCO Asia Limited
Xian Mo
CE BTC138 - active, PIMCO Asia Limited
Jooyoung Park
CE BTO513 - active, PIMCO Asia Limited
Lingyu Qiu
CE BGB567 - active, PIMCO Asia Limited
Angela Ka Kei Shiu
CE BQQ984 - active, PIMCO Asia Limited
Leong Hong Shiu
CE BHX582 - active, PIMCO Asia Limited
Janghan Son
CE BBQ115 - active, PIMCO Asia Limited
Fei (SFC:BPC802) Sun
CE BPC802 - active, PIMCO Asia Limited
Ke Tang
CE BGE407 - active, PIMCO Asia Limited
Man Chung Tommy Tang
CE BSV495 - active, PIMCO Asia Limited
Chia Wen Teoh
CE AMR406 - active, PIMCO Asia Limited
Ho Sum Michelle Wong
CE BRU921 - active, PIMCO Asia Limited
Pearl Wong
CE BIV625 - active, PIMCO Asia Limited
Lile Yang
CE BFR220 - active, PIMCO Asia Limited
Yangbin Zhang
CE BTE638 - active, PIMCO Asia Limited
Ziqi Zhang
CE BWZ997 - active, PIMCO Asia Limited
Qing (SFC:BEJ851) Zhao
CE BEJ851 - active, PIMCO Asia Limited
Huanan Zhou
CE BEI379 - active, PIMCO Asia Limited
Yan (SFC:BBK147) Zhu
CE BBK147 - active, PIMCO Asia Limited
Peter Chang
CE AFY053 - active, PJT Partners (HK) Limited
Jolie Mei Kwan Chow
CE ANU712 - active, PJT Partners (HK) Limited
Johannes Groeller
CE BPL971 - active, PJT Partners (HK) Limited
Joseph Kurian Nagae
CE AVZ283 - active, PJT Partners (HK) Limited
Kallan Dano Curtis Resnick
CE ASW345 - active, PJT Partners (HK) Limited
Jea Min An
CE BTO558 - active, PJT Partners (HK) Limited
Ambrose Wing Kiu Chui
CE BRY548 - active, PJT Partners (HK) Limited
So Young Chung
CE BOD537 - active, PJT Partners (HK) Limited
Christie See Pui Ho
CE BIV192 - active, PJT Partners (HK) Limited
Jae Hyuk Hwang
CE AYS870 - active, PJT Partners (HK) Limited
Sangyoon Kwon
CE BVS885 - active, PJT Partners (HK) Limited
Weijia Joanna Li
CE BSO613 - active, PJT Partners (HK) Limited
Disheng (SFC:BOD554) Lin
CE BOD554 - active, PJT Partners (HK) Limited
Taymaz Malekian
CE BFS099 - active, PJT Partners (HK) Limited
Qi Matsuo Zhang
CE BHX083 - active, PJT Partners (HK) Limited
James Douglas Edwards McLaughlan
CE BRA948 - active, PJT Partners (HK) Limited
Colin Koon Nang Tse
CE ATR121 - active, PJT Partners (HK) Limited
Xiongliang Zhang
CE BRM611 - active, PJT Partners (HK) Limited
Geoffrey Man Hon Lam
CE ADI840 - active, PSG Digital Asia Limited
Bowie Mei Kwan Lam
CE AAV921 - active, PSG Digital Asia Limited
Aaron Chi Ho Ho
CE ADS214 - active, PURPLE LEGEND (HK) LIMITED
Ho Tim Wong
CE AVZ604 - active, PURPLE LEGEND (HK) LIMITED
Meiyi Chen
CE BVH295 - active, PURPLE LEGEND (HK) LIMITED
Menglei Xu
CE BWT742 - active, PURPLE LEGEND (HK) LIMITED
Christopher Marcus Gradel
CE ANS006 - active, Pacific Alliance Investment Management (HK) Limited
Zhanyun Liu
CE ANS008 - active, Pacific Alliance Investment Management (HK) Limited
Yau Nang Wong
CE AMB339 - active, Pacific Alliance Investment Management (HK) Limited
Christoforos Arcoumanis
CE AYK786 - active, Pacific Alliance Investment Management (HK) Limited
Kevin Felix Chan
CE ARH113 - active, Pacific Alliance Investment Management (HK) Limited
Claire Tak Yau Chan
CE AOG889 - active, Pacific Alliance Investment Management (HK) Limited
Kuang Yu Chen
CE ANW651 - active, Pacific Alliance Investment Management (HK) Limited
Vanessa Adagia Chi Kwai Chu
CE BST385 - active, Pacific Alliance Investment Management (HK) Limited
Jaehong Chung
CE BMV379 - active, Pacific Alliance Investment Management (HK) Limited
Derek Roy Crane
CE AGG989 - active, Pacific Alliance Investment Management (HK) Limited
Zhu Gui
CE BQW376 - active, Pacific Alliance Investment Management (HK) Limited
Ningqian He
CE BLF666 - active, Pacific Alliance Investment Management (HK) Limited
Zhaoze Hu
CE BOB676 - active, Pacific Alliance Investment Management (HK) Limited
Wan Fai Hui
CE AGY656 - active, Pacific Alliance Investment Management (HK) Limited
Hiu Ching Ip
CE BUK210 - active, Pacific Alliance Investment Management (HK) Limited
Chor Wang Kam
CE AYS173 - active, Pacific Alliance Investment Management (HK) Limited
Kanak Kamal Kapur
CE AGL150 - active, Pacific Alliance Investment Management (HK) Limited
Casey Keng Chuan Khoo
CE BEB770 - active, Pacific Alliance Investment Management (HK) Limited
Vivek Kohli
CE BAZ953 - active, Pacific Alliance Investment Management (HK) Limited
Jon Robert Lewis
CE ANS011 - active, Pacific Alliance Investment Management (HK) Limited
Jack Zheng Li
CE AQM738 - active, Pacific Alliance Investment Management (HK) Limited
Longxin Li
CE BRS557 - active, Pacific Alliance Investment Management (HK) Limited
Shengduo Liu
CE BGB270 - active, Pacific Alliance Investment Management (HK) Limited
Chanon Cheuk Long Ng
CE BDT225 - active, Pacific Alliance Investment Management (HK) Limited
Sean Sullivan Polley
CE AXI511 - active, Pacific Alliance Investment Management (HK) Limited
Niklas Paer Schelander
CE BDC499 - active, Pacific Alliance Investment Management (HK) Limited
Weijian Shan
CE AEF366 - active, Pacific Alliance Investment Management (HK) Limited
Zhi Shu
CE BEW399 - active, Pacific Alliance Investment Management (HK) Limited
Kevin Han Chian Sim
CE BVF369 - active, Pacific Alliance Investment Management (HK) Limited
Bohao Song
CE BMG148 - active, Pacific Alliance Investment Management (HK) Limited
Broderick Richard Towers Storie
CE AXX519 - active, Pacific Alliance Investment Management (HK) Limited
Ruishen Tan
CE BIE315 - active, Pacific Alliance Investment Management (HK) Limited
Kwan Tung Gillian To
CE BRZ851 - active, Pacific Alliance Investment Management (HK) Limited
Katherine Tran
CE BUG708 - active, Pacific Alliance Investment Management (HK) Limited
Yufei (SFC:BAA531) Wang
CE BAA531 - active, Pacific Alliance Investment Management (HK) Limited
Christopher Peter Whitlock
CE AXW254 - active, Pacific Alliance Investment Management (HK) Limited
Lok Yung Nora Wong
CE BRH604 - active, Pacific Alliance Investment Management (HK) Limited
Anshumann Woodhull
CE ATY160 - active, Pacific Alliance Investment Management (HK) Limited
Ka Man (SFC:BLC368) Yeung
CE BLC368 - active, Pacific Alliance Investment Management (HK) Limited
Ke (SFC:BQL710) Zhang
CE BQL710 - active, Pacific Alliance Investment Management (HK) Limited
Zhi (SFC:BUZ268) Zhang
CE BUZ268 - active, Pacific Alliance Investment Management (HK) Limited
Wenjia Zheng
CE BPX567 - active, Pacific Alliance Investment Management (HK) Limited
Manshi Zou
CE BPY059 - active, Pacific Alliance Investment Management (HK) Limited
Zhihui Hu
CE BNN545 - active, Pacific Crest Partners Limited
Tingting Zhou
CE AUG803 - ceased
Xin Qiao
CE BPS241 - active, Pacific Crest Partners Limited
Kong Chan
CE AGF540 - active, Pacific Eagle Asset Management Limited
Tzu Ying Adrian Ng
CE BCG135 - active, Pacific Eagle Asset Management Limited
Kian Lee Soon
CE BPF927 - active, Pacific Eagle Asset Management Limited
Wei Lin Tey
CE AMS445 - active, Pacific Eagle Asset Management Limited
William Samuel Kaye
CE AAZ895 - active, Pacific Group Limited, The
Yiu Cho Soong
CE ALF844 - active, Pacific Group Limited, The
Yiu Chung Chow
CE BEC579 - active, Essence Capital Limited
Ka Sing Mak
CE AFA762 - active, Pamirs Capital (H.K.) Limited
Andrew Chung Lam Tsang
CE AFR651 - active, Pamirs Capital (H.K.) Limited
Siu Kin Wong
CE AML390 - active, Pamirs Capital (H.K.) Limited
Ka Yue Cheng
CE BUF743 - active, Pando Finance Limited
Ming Han Lee
CE BNL589 - active, Sunshine Asset Management (HK) Limited
Junfei Ren
CE BSQ422 - active, Pando Finance Limited
Ka Shing (SFC:BSS613) Chan
CE BSS613 - ceased
Yumeng Sun
CE BME539 - active, Pando Finance Limited
Jinhao Wu
CE BVA889 - active, Pando Finance Limited
Chun Fai Cheung
CE AQD310 - active, Pantheon Securities Limited
Hexiao Huang
CE BLS753 - active, Pantheon Securities Limited
Yi (SFC:BVC294) Chen
CE BVC294 - active, Pantheon Securities Limited
Shuyang Qiu
CE BUY032 - active, Pantheon Securities Limited
Ho Hin Chung
CE BRT495 - active, Pantheum Capital Limited
Hei Yeung Wan
CE AZF510 - active, Pantheum Capital Limited
Mingyue Zhao
CE BAE020 - active, Qiaocheng (Asia) Asset Management Company Limited
Chun Lin Wang
CE BFT482 - active, Paochu Investment Advisory Limited
Pei Shan Gayl Lim
CE BTC626 - active, Paragon Capital Management (HK) Private Limited
Faye Xiaoying Ng
CE BRW126 - active, Paragon Capital Management (HK) Private Limited
Ming Chi Lai
CE BSU791 - active, Paragon Capital Management (HK) Private Limited
Xin (SFC:BTW052) Zhang
CE BTW052 - active, Paragon Capital Management (HK) Private Limited
Gavin Kim Parry
CE AGJ240 - active, Parry Capital Management Limited
Nathan Danial Young
CE BEV962 - active, Parry Capital Management Limited
Hongyan Huang
CE BCQ552 - active, Partners Asset Management (HK) Limited
Sin Wa Lam
CE AWO867 - active, Partners Asset Management (HK) Limited
Chi Sai Tung
CE BCD800 - active, Partners Asset Management (HK) Limited
Claire Jiang
CE AON844 - active, Partners Capital Securities Limited
Zhaohui Luo
CE BPL738 - active, Partners Asset Management (HK) Limited
Minan Qin
CE BUM086 - active, Partners Capital Securities Limited
Zongming Zhao
CE BLZ818 - active, Partners Asset Management (HK) Limited
Weiqi (SFC:BWU704) Zhu
CE BWU704 - active, Partners Capital Securities Limited
Nancy Siu Ping Ho
CE BAP185 - active, Partners Capital Securities Limited
Ten Lap Wan
CE ACJ279 - active, Partners Capital International Limited
Sze Ming How
CE AIH218 - active, Patrons Capital Limited
Michael Chiu Ho Ng
CE ADA727 - active, Patrons Capital Limited
Junfeng Meng
CE BVU439 - active, Patrons Capital Limited
Zhihao Yin
CE BWO935 - active, Patrons Capital Limited
Yat Sing Leung
CE BQN230 - active, Patrons Securities Limited
Chi Hung Ng
CE APK407 - active, Patrons Securities Limited
Man Kin Yeung
CE AGV238 - active, Patrons Securities Limited
Lok Chun Fan
CE BSR901 - active, Patrons Securities Limited
Chun Ling Hui
CE BXE895 - active, Patrons Securities Limited
Yee Man Li
CE BTR827 - active, Patrons Securities Limited
Ka Chun (SFC:BRD974) Tam
CE BRD974 - active, Patrons Securities Limited
Ho Chi Dominic Yip
CE BIZ712 - active, Patrons Securities Limited
Patrick Francis J. Brothers
CE ADG699 - active, Peak Capital Limited
Katherine Miu Shan Ko
CE AFZ537 - active, Peak Capital Limited
Simon Powell
CE ACS886 - active, Peak Capital Limited
Roger Sewell Bacon
CE ADT342 - active, Peak Capital Limited
Paul Henry Smith
CE ADL754 - active, Peak Capital Limited
Timothy David Stiles
CE ARW398 - active, Peak Capital Limited
Ka Chun (SFC:BAI761) Wong
CE BAI761 - active, Pearl International Securities Limited
Qianyu (SFC:BVD613) Guo
CE BVD613 - active, Pearl International Securities Limited
Xiaotian Liu
CE BUM115 - active, Pearl International Securities Limited
Lai Man Leung
CE BJB677 - active, Pegasus Fund Managers Limited
Po Lam Pong
CE AAH068 - active, Pegasus Fund Managers Limited
Yung Wa Chan
CE APO151 - active, Pegasus Fund Managers Limited
Lily Pui Yu Cheng
CE ANW260 - active, Pegasus Fund Managers Limited
Cheong Leung Lau
CE AGJ504 - active, Pegasus Fund Managers Limited
Mei Yee (SFC:AKT431) Lee
CE AKT431 - active, Pegasus Fund Managers Limited
Yin King Lok
CE AOF979 - active, Pegasus Fund Managers Limited
Suzanne To Quan Ton
CE AAZ188 - active, Pegasus Fund Managers Limited
Jiayan Xu
CE BHV561 - active, Pegasus Fund Managers Limited
Chee Yung Yeung
CE AFB597 - active, Pegasus Fund Managers Limited
Tsz Leung Chan
CE ARD249 - active, Penjing Asset Management (Asia) Limited
Yu Cheung Chau
CE BGU344 - active, Penjing Asset Management (Asia) Limited
Ronnie Shang Yen Wu
CE AGC290 - active, Penjing Asset Management (Asia) Limited
Chun Hang Chan
CE BSQ997 - active, Penjing Asset Management (Asia) Limited
Caiyue Chen
CE BVJ993 - active, Penjing Asset Management (Asia) Limited
Hon Gay Lau
CE BEZ855 - active, Penjing Asset Management (Asia) Limited
Tin Yat Lau
CE BWH643 - active, Penjing Asset Management (Asia) Limited
Ping Yin Derek Thomas Law
CE BVZ490 - active, Penjing Asset Management (Asia) Limited
Winston Tak Sun van
CE AAA062 - active, Penjing Asset Management (Asia) Limited
Christopher James North
CE BPY784 - active, Permira Advisers Limited
Terrence Stanislaus Annamunthodo
CE AHA979 - active, Perpetuum Wealth Management Limited
Ka Fung Adrian Lau
CE AXU722 - active, Perpetuum Wealth Management Limited
Abdulmohsin Omran M Alomran
CE AWE715 - active, Petiole Management (Hong Kong) Limited
Philip Ka Wah Ng
CE AGU760 - active, Petiole Management (Hong Kong) Limited
Fat Kong Yip
CE BUS930 - active, Petiole Management (Hong Kong) Limited
Guillaume Henri Andre Fonkenell
CE AVJ702 - active, Pharo Management (HK) Limited
Lionel Kwok Cheong Pang
CE AVY292 - active, Pharo Management (HK) Limited
Shashank Rathi
CE ATW910 - active, Pharo Management (HK) Limited
Yongxue Lin
CE BOD836 - active, Pharo Management (HK) Limited
Ho Yuen Howard Ng
CE BVH727 - ceased
Hy Doan Nguyen
CE BVY979 - active, Pharo Management (HK) Limited
Ho Lun Poon
CE BPF515 - active, Pharo Management (HK) Limited
Lihua Xiao
CE BWH832 - active, Pharo Management (HK) Limited
Philippa Jane Huckle
CE ADT856 - active, Philippa Huckle Group Limited, The
Peter Warbanoff
CE BAT271 - active, Philippa Huckle Group Limited, The
Wah Sai Lim
CE ABM528 - active, Phillip Securities (Hong Kong) Limited
Wen Sheong Linus Lim
CE BHM966 - active, Phillip Capital Management (HK) Limited
Yang Nee Loh
CE BHM968 - active, Phillip Capital Management (HK) Limited
Louis Wai Kit Wong
CE AAG279 - active, Phillip Commodities (HK) Limited
Ting On Chui
CE AVI585 - active, Phillip Capital Management (HK) Limited
Tsan Tung Kwok
CE BTB558 - active, Phillip Capital Management (HK) Limited
Wai Kin Lee
CE AYA158 - active, Phillip Capital Management (HK) Limited
Hung Wah Ma
CE AAD616 - active, Phillip Capital Management (HK) Limited
Lewis Kap Fung Ng
CE APR626 - active, Phillip Capital Management (HK) Limited
Yoshikazu Shikita
CE ALS678 - active, Phillip Capital Management (HK) Limited
Wai Lam Tam
CE AIJ850 - active, Phillip Capital Management (HK) Limited
Yuxin (SFC:BUF493) Tang
CE BUF493 - active, Phillip Securities (Hong Kong) Limited