Wai Lam Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam Tam (譚偉霖), a licensed Representative with CE reference AIJ850. Currently licensed at 3 firm(s): Phillip Capital Management (HK) Limited, Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-08-15 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-06 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-06 | present |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-18 | 2008-06-02 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-18 | 2008-06-02 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-16 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-08-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-16 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-16 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lam Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.