Sean Sullivan Polley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Sullivan Polley, CE reference AXI511. Currently licensed at 1 firm(s): Pacific Alliance Investment Management (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2021-12-21 | present |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2019-09-12 | 2021-07-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-31 | 2019-05-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-31 | 2019-05-17 |