Sean Sullivan Polley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Sullivan Polley, a licensed Representative with CE reference AXI511. Currently licensed at 1 firm(s): Pacific Alliance Investment Management (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 - Asset management | 2021-12-21 | present |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2019-09-12 | 2021-07-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-31 | 2019-05-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-31 | 2019-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sean Sullivan Polley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.