Xiaotian Liu
劉笑天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Liu (劉笑天), a licensed former licensee with CE reference BUM115. This person has 2.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-16 | 2026-06-01 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-16 | 2026-06-01 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 9 - Asset management | 2024-02-16 | 2026-06-01 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaotian Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Qianyu Guo | Pearl International Securities Limited | 2024–2026 |
| Ka Chun Wong | Pearl International Securities Limited | 2024–2026 |
| Tak Wai Lo | Pearl International Securities Limited | 2024–2026 |
| Sau Tung Lam | Pearl International Securities Limited | 2024 |
| Ho Tim Wong | Pearl International Securities Limited | 2024 |
| Qingqi Zhang | Pearl International Securities Limited | 2025 |
| Wai Man Lui | Pearl International Securities Limited | 2026 |