Xiaotian Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Liu (劉笑天), a licensed Representative with CE reference BUM115. Currently licensed at 1 firm(s): Victoria Harbour Securities International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.3 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-11 | present |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-11 | present |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 9 - Asset management | 2026-09-11 | present |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-16 | 2026-06-01 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-16 | 2026-06-01 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 9 - Asset management | 2024-02-16 | 2026-06-01 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaotian Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.