Li He
何立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li He (何立), a licensed Representative with CE reference AUL729. Currently licensed at 1 firm(s): PIMCO Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-30 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2019-07-30 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-14 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-28 | 2014-06-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-28 | 2014-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li He during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Jung Park | PIMCO Asia Limited | 2017–present |
| Hon Man Lam | PIMCO Asia Limited | 2017–present |
| Wing Ting Lee | PIMCO Asia Limited | 2017–present |
| Janghan Son | PIMCO Asia Limited | 2017–present |
| Stephen Koon Bong Chang | PIMCO Asia Limited | 2018–present |
| Lingyu Qiu | PIMCO Asia Limited | 2018–present |
| Yingtao Lu | PIMCO Asia Limited | 2018–present |
| Leong Hong Shiu | PIMCO Asia Limited | 2018–present |
| Lei Dong | PIMCO Asia Limited | 2018–present |
| Yishan Cao | PIMCO Asia Limited | 2018–present |
| Jingjing Huang | PIMCO Asia Limited | 2019–present |
| Daniel John Ivascyn | PIMCO Asia Limited | 2017–present |
| Esteban Burbano | PIMCO Asia Limited | 2017–2026 |
| Yoonbum Park | PIMCO Asia Limited | 2017–2024 |
| Annisa Yuen Yee Lee | PIMCO Asia Limited | 2020–present |
| Qing Zhao | PIMCO Asia Limited | 2019–2026 |
| Minji Kim | PIMCO Asia Limited | 2020–present |
| Alfred Taketo Murata | PIMCO Asia Limited | 2017–2025 |
| Ke Tang | PIMCO Asia Limited | 2020–present |
| Naveen Gulati | PIMCO Asia Limited | 2021–present |