Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Chun Pong Mak
CE AQP683 - active, One China Securities Limited
Kai Ming Pang
CE ADA181 - active, One China Securities Limited
Kei Him Pang
CE BCC281 - active, One China Securities Limited
Ching Yi (SFC:AEC512) Wong
CE AEC512 - active, One China Securities Limited
Yiu Kwong (SFC:AAC805) Chan
CE AAC805 - active, One China Securities Limited
Chi Yip Chung
CE AEI742 - active, One China Securities Limited
Chung On Ho
CE AAC313 - active, One China Securities Limited
Jacky Kam Sai Lam
CE ADA511 - active, One China Securities Limited
Allen Kai Lam Lee
CE AAH550 - active, One China Securities Limited
Kevin Chung Yu Leung
CE ARE181 - active, One China Securities Limited
Kin (SFC:ABP679) Li
CE ABP679 - active, One China Securities Limited
Jimmy Kai Ming Lo
CE AAF104 - active, One China Securities Limited
Johnny Yiu Chuen Lo
CE AMJ912 - active, One China Securities Limited
Hing Sang Ma
CE ABM907 - active, One China Securities Limited
Mo Chung Ng
CE AAC502 - active, One China Securities Limited
Ka Lok Tsang
CE BRF591 - ceased
Wai Tse
CE ARI922 - active, One China Securities Limited
Wing Lok Wong
CE AAC259 - active, One China Securities Limited
Pauline Yin Fan Yeung
CE ABM909 - active, One China Securities Limited
Hung Chang
CE AGC429 - active, OnePlatform Asset Management Limited
Ivan Kwunhang Cheng
CE ASN848 - active, OnePlatform Asset Management Limited
Wai Ping Cheung
CE BPF652 - active, OnePlatform Asset Management Limited
Jeroen Nieuwkoop
CE AEI044 - ceased
Hing Hung Tsang
CE AMP562 - active, OnePlatform Asset Management Limited
Suet Fai Wong
CE BMG903 - active, OnePlatform Asset Management Limited
Ching Man Yau
CE ANJ164 - active, OnePlatform Asset Management Limited
Ka Kin Yuen
CE AIR497 - active, OnePlatform Asset Management Limited
Cho Lam Au
CE AXG742 - active, OnePlatform Asset Management Limited
Sheng (SFC:BLA382) Bi
CE BLA382 - active, OnePlatform Asset Management Limited
Liyuan Cao
CE AZB537 - active, OnePlatform Asset Management Limited
Chi Chiu Chan
CE BBG665 - active, OnePlatform Asset Management Limited
Chi Kit (SFC:ANT731) Chan
CE ANT731 - active, OnePlatform Asset Management Limited
Chi Mei Chan
CE BJP086 - active, OnePlatform Asset Management Limited
Chi To Chan
CE AXW839 - active, OnePlatform Asset Management Limited
Fei Chan
CE BFK390 - active, OnePlatform Asset Management Limited
April Hin Kei Chan
CE BDW730 - active, OnePlatform Asset Management Limited
Meng San Chan
CE BRE200 - active, OnePlatform Asset Management Limited
Ming Sang Chan
CE BVQ813 - active, OnePlatform Asset Management Limited
Oi Yi Chan
CE AVR363 - active, OnePlatform Asset Management Limited
Siu Chan
CE BXE607 - active, OnePlatform Asset Management Limited
Siu Man Chan
CE ALZ722 - active, OnePlatform Asset Management Limited
Wai Leung Chan
CE ANY130 - active, OnePlatform Asset Management Limited
Wing Hong Chan
CE BGL241 - active, OnePlatform Asset Management Limited
Yi Ho Chan
CE BVY867 - active, OnePlatform Asset Management Limited
Yuk Kwan (SFC:BJD810) Chan
CE BJD810 - active, OnePlatform Asset Management Limited
Ching Yi Chau
CE BEA937 - active, OnePlatform Asset Management Limited
King Chau
CE AIL662 - active, OnePlatform Asset Management Limited
Sipha Chay
CE AQX339 - active, OnePlatform Asset Management Limited
Si Chen
CE AVF535 - active, OnePlatform Asset Management Limited
Chun Kar Cheng
CE AMI820 - active, OnePlatform Asset Management Limited
Hin Chung Cheng
CE ANY131 - active, OnePlatform Asset Management Limited
Wai Him Cheng
CE ACK440 - active, OnePlatform Asset Management Limited
Amanda Yuen Yi Cheng
CE ASN831 - active, OnePlatform Asset Management Limited
Ho Yee Cheung
CE BFS183 - active, OnePlatform Asset Management Limited
Kevin Kei Fung Cheung
CE AQJ824 - active, OnePlatform Asset Management Limited
Lap Yin Cheung
CE APL797 - active, OnePlatform Asset Management Limited
Sui Chun Cheung
CE AZB525 - active, OnePlatform Asset Management Limited
Wai (SFC:AVP662) Cheung
CE AVP662 - active, OnePlatform Asset Management Limited
Wai Yin (SFC:BHP775) Cheung
CE BHP775 - active, OnePlatform Asset Management Limited
Sum Yee Chin
CE ART064 - active, OnePlatform Asset Management Limited
Ka Lok Chiu
CE BEA496 - active, OnePlatform Asset Management Limited
Christina Sze Yui Choi
CE BEW513 - active, OnePlatform Asset Management Limited
Chun Hung Choi
CE BHS146 - active, OnePlatform Asset Management Limited
Wai Wan Choi
CE BNB655 - active, OnePlatform Asset Management Limited
Ka Na Chong
CE BOA769 - active, OnePlatform Asset Management Limited
Cheuk Wai Chow
CE AOY025 - active, OnePlatform Asset Management Limited
Chi Hang Chow
CE BEN394 - active, OnePlatform Asset Management Limited
Sau Yan Betty Chow
CE AXL002 - active, OnePlatform Asset Management Limited
Yuen Yuen Chow
CE BMR286 - active, OnePlatform Asset Management Limited
Cherrent Chi Lan Chu
CE AXZ067 - active, OnePlatform Asset Management Limited
Wai Yee Chu
CE AML435 - active, OnePlatform Asset Management Limited
Siu Bong Chung
CE AZK692 - active, OnePlatform Asset Management Limited
Chao Guo
CE BQF967 - active, OnePlatform Asset Management Limited
Pai Lan Hau
CE BLO679 - active, OnePlatform Asset Management Limited
Ching Yan Ho
CE BID166 - active, OnePlatform Asset Management Limited
Chung Yin Ho
CE BOM905 - active, OnePlatform Asset Management Limited
Sindy Gi Lok Ho
CE BNH899 - active, OnePlatform Asset Management Limited
Keung Chi Ho
CE BAX635 - active, OnePlatform Asset Management Limited
Kit Yan Ho
CE BQA897 - active, OnePlatform Asset Management Limited
Keith Siu Tai Ho
CE AOQ767 - active, OnePlatform Asset Management Limited
James Ting Pong Ho
CE ALW767 - active, OnePlatform Asset Management Limited
Lap Kan Hon
CE ATO939 - active, OnePlatform Asset Management Limited
Hon Man (SFC:BIZ918) Ip
CE BIZ918 - active, OnePlatform Asset Management Limited
Tsz Ying Ip
CE BNJ661 - active, OnePlatform Asset Management Limited
I Ka Ko
CE BMR351 - active, OnePlatform Asset Management Limited
Man Yuk Kong
CE AQH568 - active, OnePlatform Asset Management Limited
Wang Tsan Koon
CE AWU628 - active, OnePlatform Asset Management Limited
Kin Man Kwan
CE BCC923 - active, OnePlatform Asset Management Limited
Yin Ling Kwan
CE BML704 - active, OnePlatform Asset Management Limited
Yu Kit Kwok
CE AWO959 - active, OnePlatform Asset Management Limited
Fung Yee Lai
CE ANY477 - active, OnePlatform Asset Management Limited
Wang Chung Lai
CE BRL054 - ceased
Andrew Yu Hin Lai
CE AMH411 - active, OnePlatform Asset Management Limited
Hang Yi Lam
CE BRG631 - active, OnePlatform Asset Management Limited
Ka Wing (SFC:BRS383) Lam
CE BRS383 - active, OnePlatform Asset Management Limited
Mun Chong Lam
CE ALL307 - ceased
Charlene Nga Yin Lam
CE BBW940 - active, OnePlatform Asset Management Limited
Po Foon Lam
CE ALO535 - active, OnePlatform Asset Management Limited
Siu Ting Lam
CE BFJ986 - active, OnePlatform Asset Management Limited
Jimmy Lau
CE BIJ694 - active, OnePlatform Asset Management Limited
Lai Kwan Lau
CE BCC840 - active, OnePlatform Asset Management Limited
Yiu Hang Law
CE AMC931 - active, OnePlatform Asset Management Limited
Hoi Lui Lee
CE AVO578 - active, OnePlatform Asset Management Limited
Kwai Lin Lee
CE ADB395 - active, OnePlatform Asset Management Limited
Louis Lee
CE AMH071 - active, OnePlatform Asset Management Limited
Miu Na Lee
CE BUE398 - active, OnePlatform Asset Management Limited
Agnes Sau Lai Lee
CE BHZ149 - active, OnePlatform Asset Management Limited
Sin Man (SFC:BBN903) Lee
CE BBN903 - active, OnePlatform Asset Management Limited
Tsz Yan Lee
CE BDC324 - active, OnePlatform Asset Management Limited
Wang Kei Lee
CE AQN811 - active, OnePlatform Asset Management Limited
Yuk Kwan Lee
CE AXH959 - active, OnePlatform Asset Management Limited
Heng Un Leong
CE BBS885 - active, OnePlatform Asset Management Limited
Lai Ying Leung
CE BQE672 - active, OnePlatform Asset Management Limited
Yiu Lun Leung
CE BIN313 - active, OnePlatform Asset Management Limited
Ming Wai Li
CE ASX481 - active, OnePlatform Asset Management Limited
Claudia Nga Yan Li
CE BLN447 - active, OnePlatform Asset Management Limited
Lingfeng Liao
CE AZJ428 - active, OnePlatform Asset Management Limited
Weiqi Lin
CE BEL818 - active, OnePlatform Asset Management Limited
Siu Ming Liu
CE AZC786 - active, OnePlatform Asset Management Limited
Hiu Tan Lo
CE AYB063 - active, OnePlatform Asset Management Limited
King Yiu Lo
CE AUE441 - active, OnePlatform Asset Management Limited
May Yim Ping Lo
CE AUS562 - active, OnePlatform Asset Management Limited
Yujing Lu
CE BDX585 - active, OnePlatform Asset Management Limited
Wai Fung Luk
CE AQA558 - active, OnePlatform Asset Management Limited
Wai Lung Luk
CE AOA400 - active, OnePlatform Asset Management Limited
Man Kuen Ma
CE BLR386 - active, OnePlatform Asset Management Limited
Yun Man Ma
CE BDZ911 - active, OnePlatform Asset Management Limited
Kin Nung Mak
CE ARK384 - active, OnePlatform Asset Management Limited
Chi Yeung Man
CE AWR561 - active, OnePlatform Asset Management Limited
Chui Man Man
CE ANG482 - active, OnePlatform Asset Management Limited
Chung Wun Ng
CE BRN793 - active, OnePlatform Asset Management Limited
Ka Sin Ng
CE AUH342 - active, OnePlatform Asset Management Limited
Ka Wai (SFC:AZQ777) Ng
CE AZQ777 - active, OnePlatform Asset Management Limited
Pui Shan Ng
CE AZO698 - active, OnePlatform Asset Management Limited
Sin Lui Ng
CE BPV232 - active, OnePlatform Asset Management Limited
Siu Lun (SFC:AOO358) Ng
CE AOO358 - active, OnePlatform Asset Management Limited
Vivian Ng
CE ANV168 - active, OnePlatform Asset Management Limited
Chui Ping Ngan
CE AQD963 - active, OnePlatform Asset Management Limited
Chun Sum Pang
CE APS454 - active, OnePlatform Asset Management Limited
Kit Hung Pang
CE AYG100 - active, OnePlatform Asset Management Limited
Pui Chi Pang
CE BMV380 - active, OnePlatform Asset Management Limited
Lijiang Shi
CE AYD193 - active, OnePlatform Asset Management Limited
Pui Yu So
CE AVR008 - active, OnePlatform Asset Management Limited
Chris Wing Hong Sun
CE APQ337 - active, OnePlatform Asset Management Limited
Wai Chi Tai
CE AMK132 - active, OnePlatform Asset Management Limited
Suk Hing Tam
CE BRO842 - active, OnePlatform Asset Management Limited
Kwan Pang Tang
CE BNL243 - active, OnePlatform Asset Management Limited
Man Yi Tang
CE BFJ330 - active, OnePlatform Asset Management Limited
Wai Kan Tang
CE AVJ061 - active, OnePlatform Asset Management Limited
Wing Shing Tang
CE AZY529 - active, OnePlatform Asset Management Limited
Becky Yuk Mun Tsang
CE AQJ952 - active, OnePlatform Asset Management Limited
Ho Tak Tse
CE AVF508 - active, OnePlatform Asset Management Limited
Yu Ting Tse
CE BJL687 - active, OnePlatform Asset Management Limited
Kwok Wai Tso
CE AKI438 - active, OnePlatform Asset Management Limited
Ka Ki Tsoi
CE BLK651 - active, OnePlatform Asset Management Limited
Suk Man Tsoi
CE ARN624 - active, OnePlatform Asset Management Limited
Man For Tong
CE BEJ798 - active, OnePlatform Asset Management Limited
Lung Wai
CE BRW071 - active, OnePlatform Asset Management Limited
Zuxian Wang
CE BNG488 - active, OnePlatform Asset Management Limited
Chi Kwong Wong
CE AFY227 - active, OnePlatform Asset Management Limited
Chun Hei Wong
CE BLG341 - active, OnePlatform Asset Management Limited
Gee Tao Wong
CE AMQ626 - active, OnePlatform Asset Management Limited
Ka Leung Wong
CE BPM822 - active, OnePlatform Asset Management Limited
Ka Yiu (SFC:BFN563) Wong
CE BFN563 - active, OnePlatform Asset Management Limited
Kai Kong Wong
CE BDZ903 - active, OnePlatform Asset Management Limited
Kin Keung Wong
CE BBR218 - active, OnePlatform Asset Management Limited
Ringo Long Fai Wong
CE ANF098 - active, OnePlatform Asset Management Limited
Man Hin (SFC:BKI722) Wong
CE BKI722 - active, OnePlatform Asset Management Limited
Si Lai Wong
CE AML174 - active, OnePlatform Asset Management Limited
Tin Kong Wong
CE AWJ611 - ceased
Wai Tung Wong
CE AJA285 - active, OnePlatform Asset Management Limited
Ying Kin (SFC:AZZ120) Wong
CE AZZ120 - active, OnePlatform Asset Management Limited
Xi (SFC:BOE603) Wu
CE BOE603 - active, OnePlatform Asset Management Limited
Yin Hay Wu
CE AOX685 - active, OnePlatform Asset Management Limited
Kam Pan Yang
CE BTQ655 - active, OnePlatform Asset Management Limited
Yu Fung Yau
CE BMA934 - active, OnePlatform Asset Management Limited
Yee Ling Yin
CE BML923 - active, OnePlatform Asset Management Limited
Chicky Cheuk Ki Yip
CE APK764 - active, OnePlatform Asset Management Limited
Kim Fai Yip
CE AYS793 - active, OnePlatform Asset Management Limited
Wing Shan Yip
CE APJ187 - active, OnePlatform Asset Management Limited
Chung Ting Yu
CE BEJ502 - active, OnePlatform Asset Management Limited
Sze Hung Yu
CE AME582 - active, OnePlatform Asset Management Limited
Kin Hang Yue
CE AUD246 - active, OnePlatform Asset Management Limited
Wai Tat Yuen
CE APP235 - active, OnePlatform Asset Management Limited
Yun (SFC:BAN248) Zhang
CE BAN248 - active, OnePlatform Asset Management Limited
Yingying (SFC:BAQ809) Zhu
CE BAQ809 - active, OnePlatform Asset Management Limited
Penny Tik Ho Cheung
CE AOM599 - active, Open Securities Limited
Chunyu Li
CE BOW501 - active, Open Securities Limited
Meng (SFC:BTS521) Gao
CE BTS521 - active, Open Securities Limited
Huakai Yan
CE BWY639 - active, Open Securities Limited
Wenrui Zhang
CE BWX204 - active, Open Securities Limited
Weiyi Zhu
CE BPW936 - active, Open Securities Limited
Cliff Stevens Huang
CE AIM307 - active, Oppenheimer Investments Asia Limited
Hyun Ho Kim
CE ACJ079 - active, Oppenheimer Investments Asia Limited
Binhan Li
CE BGQ760 - active, Oppenheimer Investments Asia Limited
Pui Pui Cheung
CE BQE749 - ceased
Michael Chung
CE AUC505 - active, Oppenheimer Investments Asia Limited
Cindy Xingyi Lu
CE BRW897 - active, Oppenheimer Investments Asia Limited
Geoffrey Cheuk Fei Yau
CE BJT901 - active, Oppenheimer Investments Asia Limited
Chuen Fai Leung
CE AJH516 - ceased
Mei Han Leung
CE AAJ064 - active, Optima Capital Limited
Ka Po (SFC:AGK780) Ng
CE AGK780 - active, Optima Capital Limited
Wing Yiu Li
CE BOB878 - active, Optima Capital Limited
Min (SFC:BJB497) Lin
CE BJB497 - active, Optima Capital Limited
Chi Pang Lo
CE ANB383 - active, Optima Capital Limited
Yiu Lun Christopher Yu
CE BHZ168 - active, Optima Capital Limited
Thomas Graham Bailey
CE BXB475 - active, Optiver Trading Hong Kong Limited
Sebastian Born
CE BOH346 - active, Optiver Trading Hong Kong Limited
Stephane Dennis Marcel Martin
CE BDC205 - active, Optiver Trading Hong Kong Limited
Tristan James Thompson
CE AQY007 - active, Optiver Trading Hong Kong Limited
Nishanth Sai Anchala
CE BOR522 - active, Optiver Trading Hong Kong Limited
Stanley Wenjie Dai
CE BDT580 - active, Optiver Trading Hong Kong Limited
Stuart Hau
CE BBT270 - active, Optiver Trading Hong Kong Limited
Chan Sik Park
CE BMT264 - active, Optiver Trading Hong Kong Limited
Guangsen Qian
CE BOH806 - ceased
Karinvir Singh Gill
CE BIX992 - active, Optiver Trading Hong Kong Limited
Nippei Yasuoka
CE BAH382 - ceased
Rui Yu
CE BGX925 - active, Optiver Trading Hong Kong Limited
Tai Sheung Cheng
CE ALS551 - active, Opus Capital Limited
Kwai Yim Koh
CE APH097 - active, Opus Capital Limited
Francis Alvin Shu Fun Lai
CE AGK070 - active, Opus Capital Limited
William Wai Leung Wu
CE AFB066 - ceased
Xiao (SFC:BOO400) Han
CE BOO400 - active, Opus Capital Limited
Jie (SFC:APO198) Li
CE APO198 - ceased
Lok Wing Wong
CE BKW992 - active, Opus Capital Limited
Wai Hung (SFC:BDF270) Cheung
CE BDF270 - active, Opus Capital Management Limited
Taichi Tam
CE BKA236 - active, Opus Capital Management Limited
Tsz Tung Tang
CE AEN111 - active, Opus Capital Management Limited
Chui Yi Chung
CE ASE466 - active, Orchard Wealth Management Limited
Hon Sze Chung
CE ADN482 - active, Orchard Wealth Management Limited
Steven Jeffrey Petersohn
CE ABF770 - active, Orchard Wealth Management Limited
Andrew Yui Cheong Wong
CE BDO256 - active, Orchard Wealth Management Limited
Yi (SFC:BJJ109) Chen
CE BJJ109 - active, Orchid Public Investment Management Company Limited
Edmond Tai Kong Wong
CE AQO346 - active, Orchid Public Investment Management Company Limited
Kar Lan Yau
CE BUI875 - active, Orchid Public Investment Management Company Limited
Masayuki Itatani
CE AZX963 - active, Orchid Tree Capital Management Limited
Shingo Yoshida
CE AOV644 - active, Orchid Tree Capital Management Limited
Ko Takemura
CE AZH558 - active, Orchid Tree Capital Management Limited
Shirley Ngar Mui Chang
CE ABH013 - active, Oreana Financial Services Limited
William Moon Biu Chong
CE AGA249 - active, Oreana Financial Services Limited
Matthew Richard Jones
CE BLP133 - active, Oreana Financial Services Limited
Andre Prasetya Mudigdo
CE BPK024 - active, Oreana Financial Services Limited
Wai Yan (SFC:AIB894) Ng
CE AIB894 - active, Oreana Financial Services Limited
Ettia Mai Yee Poole
CE BUK285 - active, Oreana Financial Services Limited
David Alistair Rankin
CE BRY983 - active, Oreana Financial Services Limited
Monica Suk Fan Yiu
CE AIR596 - active, Oreana Financial Services Limited
Po Kong Man
CE BAM862 - active, Orient Asset Management (Hong Kong) Limited
Hua Yao
CE AVD363 - active, Orient Asset Management (Hong Kong) Limited
Jianhui Zhang
CE BGG201 - active, Orient Securities (Hong Kong) Limited
Guodong Zhao
CE BNF142 - active, Orient Asset Management (Hong Kong) Limited