Suzanne To Quan Ton
孫素君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suzanne To Quan Ton (孫素君), CE reference AAZ188. Currently licensed at 1 firm(s): Pegasus Fund Managers Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-10 | present |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-10 | present |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-10 | present |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-03 | 2018-01-02 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-03 | 2018-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-28 | 2015-03-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-26 | 2006-12-12 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-26 | 2006-12-12 |