Katherine Miu Shan Ko
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Miu Shan Ko (高妙珊), a licensed Responsible Officer with CE reference AFZ537. Currently licensed at 1 firm(s): Peak Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 9 - Asset management | 2020-04-17 | present |
| Peak Capital Limited | RO | Type 1 - Dealing in securities | 2020-04-17 | present |
| Peak Capital Limited | RO | Type 4 - Advising on securities | 2020-04-17 | present |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 1 - Dealing in securities | 2005-12-13 | 2019-01-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 4 - Advising on securities | 2005-12-13 | 2019-01-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-13 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-12-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Miu Shan Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.