Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Hon Chin Lau
CE AEX115 - active, Phillip Securities (Hong Kong) Limited
Sau Mo Lau
CE AFC329 - active, Phillip Securities (Hong Kong) Limited
Sin Yon Lau
CE ABQ796 - active, Phillip Securities (Hong Kong) Limited
Man Kui Lee
CE AVC263 - active, Phillip Securities (Hong Kong) Limited
Wendy Wing Lee
CE ADV993 - active, Phillip Securities (Hong Kong) Limited
Yiu Fai Lee
CE AOB842 - active, Phillip Securities (Hong Kong) Limited
Yuk Yan Lee
CE ALB238 - active, Phillip Securities (Hong Kong) Limited
Chi Kong (SFC:AFN182) Leung
CE AFN182 - active, Phillip Securities (Hong Kong) Limited
Siu Fong Leung
CE BDP521 - active, Phillip Securities (Hong Kong) Limited
Cheung Wing Li
CE AFW147 - active, Phillip Securities (Hong Kong) Limited
Kin Kwok Li
CE AFD427 - active, Phillip Securities (Hong Kong) Limited
Man Yin Li
CE BFA180 - active, Phillip Securities (Hong Kong) Limited
Wai On Li
CE AEJ473 - active, Phillip Securities (Hong Kong) Limited
Xiaoran (SFC:BQV430) Li
CE BQV430 - active, Phillip Securities (Hong Kong) Limited
Yiu Kwan Lin
CE ADS315 - active, Phillip Securities (Hong Kong) Limited
Kwok Sun Liu
CE AAE444 - active, Phillip Securities (Hong Kong) Limited
Chak Ming Lo
CE ADR150 - active, Phillip Securities (Hong Kong) Limited
Kit Yee Lui
CE ABM341 - active, Phillip Securities (Hong Kong) Limited
Sun Toi Luk
CE AYD010 - active, Phillip Securities (Hong Kong) Limited
Peter Wing Yuen Luk
CE ANF169 - active, Phillip Securities (Hong Kong) Limited
Norman Kai Mou Mak
CE ABD512 - active, Phillip Securities (Hong Kong) Limited
Calvin Moon Tong Ng
CE ACL387 - active, Phillip Securities (Hong Kong) Limited
Yuen Leong Ng
CE ASG386 - active, Phillip Securities (Hong Kong) Limited
Wai Wing Ngan
CE AEJ476 - active, Phillip Securities (Hong Kong) Limited
Wan Sing Po
CE ASZ557 - active, Phillip Securities (Hong Kong) Limited
Chun Chuen Poon
CE AAZ659 - active, Phillip Securities (Hong Kong) Limited
King Lai Poon
CE ADQ337 - active, Phillip Securities (Hong Kong) Limited
Yanti Shen
CE BWU878 - active, Phillip Securities (Hong Kong) Limited
Pak Nin Shum
CE ACS114 - active, Phillip Securities (Hong Kong) Limited
Kin Man Siu
CE AEE259 - active, Phillip Securities (Hong Kong) Limited
Chi Keung Suen
CE AEJ466 - active, Phillip Securities (Hong Kong) Limited
Hung Ming Sze-Tu
CE AEN521 - active, Phillip Securities (Hong Kong) Limited
Siu Chuen Tang
CE AAB478 - active, Phillip Securities (Hong Kong) Limited
Yuen Yi To
CE APF716 - active, Phillip Securities (Hong Kong) Limited
Eva Tong
CE AEI985 - active, Phillip Securities (Hong Kong) Limited
Tze Ching Justin Tong
CE BTA211 - active, Phillip Securities (Hong Kong) Limited
Stanley Wai Sing Tsang
CE AJE891 - active, Phillip Securities (Hong Kong) Limited
Yuen Yin Tse
CE AFU162 - active, Phillip Securities (Hong Kong) Limited
Wan Kam Tsoi
CE AOV567 - active, Phillip Securities (Hong Kong) Limited
Yuen Ying Tse
CE BBP570 - active, Phillip Securities (Hong Kong) Limited
Wei (SFC:AKI926) Wang
CE AKI926 - active, Phillip Securities (Hong Kong) Limited
Allan Wong
CE AEE882 - active, Phillip Securities (Hong Kong) Limited
Jeffrey Wong
CE AFF237 - active, Phillip Securities (Hong Kong) Limited
Kit Ching Wong
CE AVY654 - active, Phillip Securities (Hong Kong) Limited
Kwok Cheung (SFC:ADS011) Wong
CE ADS011 - active, Phillip Securities (Hong Kong) Limited
Cliffort Lap Tak Wong
CE AEM267 - active, Phillip Securities (Hong Kong) Limited
Pak Kei Wong
CE AED018 - active, Phillip Securities (Hong Kong) Limited
Wai Chung (SFC:AHI825) Wong
CE AHI825 - active, Phillip Securities (Hong Kong) Limited
Wei Chun Wong
CE AFN149 - active, Phillip Securities (Hong Kong) Limited
Chi Keung Wu
CE AIT239 - active, Phillip Securities (Hong Kong) Limited
Steven Sheung Chi Wu
CE APV971 - active, Phillip Securities (Hong Kong) Limited
Kin Chor Yam
CE AEM949 - active, Phillip Securities (Hong Kong) Limited
Flora Fung Yee Yeung
CE ACE799 - active, Phillip Securities (Hong Kong) Limited
Runter Hok Huen Yeung
CE ADL028 - active, Phillip Securities (Hong Kong) Limited
Kim Hang Yeung
CE ABN375 - active, Phillip Securities (Hong Kong) Limited
Hon Chung Yim
CE ACL364 - active, Phillip Securities (Hong Kong) Limited
Lai Kuen Yip
CE AQO194 - active, Phillip Securities (Hong Kong) Limited
Ming Tai Yu Lee
CE AAI334 - active, Phillip Securities (Hong Kong) Limited
Chi Sing Yuen
CE AEN536 - active, Phillip Securities (Hong Kong) Limited
Ka Man Yuen
CE BNO811 - active, Phillip Securities (Hong Kong) Limited
Kit Hing Yuen
CE ATX899 - active, Phillip Securities (Hong Kong) Limited
Hang (SFC:BWW572) Zhang
CE BWW572 - active, Phillip Securities (Hong Kong) Limited
Jing (SFC:ARQ244) Zhang
CE ARQ244 - active, Phillip Securities (Hong Kong) Limited
Ka Leong Lai
CE ASE664 - active, Phoenician Securities Limited
Kevin Cheung
CE BOI082 - active, Phoenix Capital (International) Limited
Eileen Wai Man Sung
CE APA343 - active, Phoenix Capital (International) Limited
Hui Ying Bao
CE AQH585 - active, Pictet Asset Management (Hong Kong) Limited
Shaun Wen Fee Chang
CE BGV485 - active, Pictet Asset Management (Hong Kong) Limited
James Richard Kenney
CE BQN458 - active, Pictet Asset Management (Hong Kong) Limited
Jeremy John Kirkman
CE BAF402 - active, Pictet Asset Management (Hong Kong) Limited
Nicolas David Leresche
CE BBZ455 - active, Pictet Asset Management (Hong Kong) Limited
Freeman Siu For Tsang
CE AHH541 - active, Pictet Asset Management (Hong Kong) Limited
Lan Wang Simond
CE BBP092 - active, Pictet Asset Management (Hong Kong) Limited
Junjie Watkins
CE AQS396 - active, Pictet Asset Management (Hong Kong) Limited
Andy Si Yuen Wong
CE ARK439 - active, Pictet Asset Management (Hong Kong) Limited
Hau Keung Yeung
CE ALQ272 - active, Pictet Asset Management (Hong Kong) Limited
Tan Kadir Altundag
CE BUN689 - active, Pictet Asset Management (Hong Kong) Limited
Edward John Berwin
CE BXP885 - ceased
Hao (SFC:AXX901) Chen
CE AXX901 - active, Pictet Asset Management (Hong Kong) Limited
Mengying Chen
CE BAA877 - active, Pictet Asset Management (Hong Kong) Limited
Haiwen Duan
CE BOB001 - active, Pictet Asset Management (Hong Kong) Limited
Christopher Hartkopf
CE BDX182 - active, Pictet Asset Management (Hong Kong) Limited
Jen-Chun Huang
CE BWV386 - active, Pictet Asset Management (Hong Kong) Limited
Janice Wing Sang Hui
CE APV464 - active, Pictet Asset Management (Hong Kong) Limited
Inhye Kim
CE BTM827 - active, Pictet Asset Management (Hong Kong) Limited
Shao Yu Kuo
CE AYI211 - active, Pictet Asset Management (Hong Kong) Limited
Mei Mei (SFC:BPG691) Lam
CE BPG691 - active, Pictet Asset Management (Hong Kong) Limited
da Seul Lee
CE BBU299 - active, Pictet Asset Management (Hong Kong) Limited
Yee Ki Li
CE BJA026 - active, Pictet Asset Management (Hong Kong) Limited
Victoria Lu Lu Lim
CE AIR898 - active, Pictet Asset Management (Hong Kong) Limited
Mei Ching Ng
CE BIX582 - active, Pictet Asset Management (Hong Kong) Limited
Jianhui Pan
CE BBJ795 - active, Pictet Asset Management (Hong Kong) Limited
Jiali Qi
CE BNI023 - active, Pictet Asset Management (Hong Kong) Limited
Laura Elizabeth Ranson-Acton
CE BST519 - active, Pictet Asset Management (Hong Kong) Limited
Kwo Chin San
CE BRK416 - active, Pictet Asset Management (Hong Kong) Limited
Yingyue Shao
CE BTB097 - ceased
Jing Wei Shi
CE BRY997 - active, Pictet Asset Management (Hong Kong) Limited
Ka Ling Tsui
CE BGH157 - active, Pictet Asset Management (Hong Kong) Limited
Chi Ho (SFC:AVN455) Wong
CE AVN455 - active, Pictet Asset Management (Hong Kong) Limited
Li Ping Audrey Wong
CE BFI044 - active, Pictet Asset Management (Hong Kong) Limited
Mei Yan Wong
CE BRA936 - active, Pictet Asset Management (Hong Kong) Limited
Sung Hei Wong
CE BTF668 - active, Pictet Asset Management (Hong Kong) Limited
Letian Xiao
CE BDE774 - active, Pictet Asset Management (Hong Kong) Limited
Shuqin Zhao
CE BIW564 - active, Pictet Asset Management (Hong Kong) Limited
Yan (SFC:BTG288) Zhu
CE BTG288 - active, Pictet Asset Management (Hong Kong) Limited
Wai Bong Leung
CE APQ335 - active, Pimlico Asset Management Limited
Chanan Yen
CE ARM750 - active, Pimlico Asset Management Limited
Lai Ying Lam
CE BNQ563 - active, Pine Star Asset Management Limited
Nicolas Kopitsis
CE BHK145 - active, PineBridge Investments Asia Limited
Siu Kin Mok
CE AMW536 - active, PineBridge Investments Asia Limited
Yan Seen Soon
CE AAQ324 - active, PineBridge Investments Asia Limited
To Ham Suen
CE APL837 - active, PineBridge Investments Asia Limited
Chung Hoe Tai
CE ACJ199 - active, PineBridge Investments Asia Limited
Wanlu Xu
CE AXX543 - active, PineBridge Investments Asia Limited
Ping Hoi Chan
CE AXL779 - active, PineBridge Investments Asia Limited
Hsiao Han Chang
CE BMF393 - active, PineBridge Investments Asia Limited
Wing Yi Cheung
CE BTT029 - active, PineBridge Investments Asia Limited
Sai Ka Chiu
CE BLD324 - active, PineBridge Investments Asia Limited
Beletskiy Kevin Chow
CE BRT465 - active, PineBridge Investments Asia Limited
Kelvin Chi Man Heng
CE BCJ219 - active, PineBridge Investments Hong Kong Limited
Jungbin Hong
CE BWS402 - active, PineBridge Investments Asia Limited
Nisha Jain
CE BSZ971 - active, PineBridge Investments Asia Limited
Karen Po Chee Kwan
CE APC471 - active, PineBridge Investments Asia Limited
Hei In Lai
CE BPE706 - active, PineBridge Investments Asia Limited
Jason Chak Shun Lam
CE BAM915 - active, PineBridge Investments Asia Limited
Kwan Wui Lam
CE BVZ346 - active, PineBridge Investments Asia Limited
Ting Kwan Lam
CE BHT158 - active, PineBridge Investments Hong Kong Limited
Hei Man Lau
CE AUK451 - ceased
Kwun Ping Lau
CE BLB487 - active, PineBridge Investments Asia Limited
Raco Lau
CE BWM127 - active, PineBridge Investments Asia Limited
Jaeyoon Lee
CE BRB495 - active, PineBridge Investments Asia Limited
Shu Man Joyce Leung
CE BVI430 - active, PineBridge Investments Asia Limited
Kyunghyun Lew
CE BOK907 - active, PineBridge Investments Asia Limited
Xinyi (SFC:BHO437) Li
CE BHO437 - active, PineBridge Investments Asia Limited
Sunny Chung Kwong Ng
CE BBB059 - active, PineBridge Investments Hong Kong Limited
Yi Ting Tang
CE BQJ953 - active, PineBridge Investments Asia Limited
Tsung Lin Tsai
CE BNO015 - active, PineBridge Investments Asia Limited
Man Tse
CE BXH446 - active, PineBridge Investments Asia Limited
Sze Yeung Tsoi
CE AQI788 - active, PineBridge Investments Asia Limited
Chun Man Benjamin Tsui
CE BJQ007 - active, PineBridge Investments Asia Limited
Sing Long Tsui
CE BRS098 - active, PineBridge Investments Asia Limited
Xiaowen (SFC:BBZ714) Wang
CE BBZ714 - active, PineBridge Investments Asia Limited
Wai San Wilson Wong
CE BQI652 - active, PineBridge Investments Asia Limited
Jennie Po Mei Yeung
CE AYN495 - active, PineBridge Investments Asia Limited
Fan (SFC:BAB698) Zhang
CE BAB698 - active, PineBridge Investments Asia Limited
Xiaoshi Zhang
CE AYN539 - active, PineBridge Investments Asia Limited
Wai Ling Chiu
CE AHG165 - active, Pinerion Investment Advisory Limited
Christopher Fai Man Lee
CE ACW239 - active, Pinerion Investment Advisory Limited
Jonathan Sheung Kai Wu
CE BEZ383 - active, Pinerion Asset Management Limited
Jun Yu Chan
CE ARK106 - active, Pinerion Investment Advisory Limited
Tzu Chiang Ho
CE ACS306 - active, Pinestone Capital Asset Management Limited
Chi Ho (SFC:AWC625) Cheng
CE AWC625 - active, Ping An Securities (Hong Kong) Asset Management Company Limited
Xianjun (SFC:BWI626) Meng
CE BWI626 - active, Ping An Securities (Hong Kong) Company Limited
Sirakan Tangwatthanadilokkul
CE AYJ118 - active, Ping An Securities (Hong Kong) Company Limited
Zhu Ye
CE ASZ086 - active, Ping An Securities (Hong Kong) Company Limited
Paul Chau
CE AMH146 - active, Ping An Securities (Hong Kong) Company Limited
Mego Mei Yee Cheng
CE AEJ078 - active, Ping An Securities (Hong Kong) Company Limited
Shui Hei Cheung
CE APL694 - active, Ping An Securities (Hong Kong) Futures Company Limited
Ho Pong Heung
CE ATL988 - active, Valuable Capital Limited
Dongmei (SFC:BRE278) Li
CE BRE278 - active, Ping An Securities (Hong Kong) Company Limited
To Nam Ngai
CE AVV214 - active, Ping An Securities (Hong Kong) Company Limited
Dongjiao Shi
CE BSU041 - active, Ping An Securities (Hong Kong) Company Limited
Zhi Yu
CE AXH031 - active, Ping An Securities (Hong Kong) Company Limited
Jun Bing
CE BWZ446 - active, Ping An Securities (Hong Kong) Company Limited
Siu Hoi Chai
CE BLH838 - active, Ping An Securities (Hong Kong) Company Limited
Lai Yin (SFC:BAR438) Chan
CE BAR438 - active, Ping An Securities (Hong Kong) Company Limited
Xiao (SFC:BWH863) Chen
CE BWH863 - active, Ping An Securities (Hong Kong) Company Limited
Horace Ho Wang Chu
CE BDV949 - ceased
Tung Nga Chu
CE ANU617 - active, Ping An Securities (Hong Kong) Company Limited
Yizhi Cui
CE BXC583 - active, Ping An Securities (Hong Kong) Company Limited
Yujing Fan
CE BXC568 - active, Ping An Securities (Hong Kong) Company Limited
Jianming Fang
CE BWE887 - active, Ping An Securities (Hong Kong) Company Limited
Jinghong Fang
CE BWZ314 - active, Ping An Securities (Hong Kong) Company Limited
Xinyu (SFC:BWB400) Gao
CE BWB400 - active, Ping An Securities (Hong Kong) Company Limited
Yi Gao
CE BWE099 - active, Ping An Securities (Hong Kong) Company Limited
Yi Guo
CE BVZ556 - active, Ping An Securities (Hong Kong) Company Limited
Peibin He
CE BWU726 - active, Ping An Securities (Hong Kong) Company Limited
Xiaoshen He
CE BOF577 - active, Ping An Securities (Hong Kong) Company Limited
Kin Chun Ho
CE BGB398 - active, Ping An Securities (Hong Kong) Company Limited
Shuying (SFC:BXF883) Hu
CE BXF883 - active, Ping An Securities (Hong Kong) Company Limited
Yang Ji
CE BXJ851 - active, Ping An Securities (Hong Kong) Company Limited
Pengcheng Jia
CE BTJ694 - ceased
Shijian Jia
CE BXA166 - active, Ping An Securities (Hong Kong) Company Limited
Huamei Jiang
CE BUD475 - active, Ping An Securities (Hong Kong) Company Limited
Yue (SFC:BVQ223) Jiang
CE BVQ223 - active, Ping An Securities (Hong Kong) Company Limited
Yuru Jin
CE BTH146 - active, Ping An Securities (Hong Kong) Company Limited
Pui Chu Kuo
CE BLP012 - active, Ping An Securities (Hong Kong) Company Limited
Siu Fong Lam
CE ANV064 - active, Ping An Securities (Hong Kong) Company Limited
Chun Pang Lee
CE ANX999 - active, Ping An of China Capital (Hong Kong) Company Limited
Siu Ping (SFC:BUX148) Lee
CE BUX148 - active, Ping An Securities (Hong Kong) Company Limited
Sze Wan (SFC:AKS933) Lee
CE AKS933 - active, Ping An Securities (Hong Kong) Company Limited
Xiaodong (SFC:BWY801) Li
CE BWY801 - active, Ping An Securities (Hong Kong) Company Limited
Yi (SFC:BMV102) Li
CE BMV102 - active, Ping An Securities (Hong Kong) Company Limited
Bo Liao
CE BVK616 - active, Ping An Securities (Hong Kong) Company Limited
Laifei Lin
CE BWZ084 - active, Ping An Securities (Hong Kong) Company Limited
Jinzhu Liu
CE BUW170 - active, Ping An Securities (Hong Kong) Company Limited
Mengziyu Lu
CE BWY562 - active, Ping An Securities (Hong Kong) Company Limited
Shing Yun Ma
CE AAC120 - active, Ping An Securities (Hong Kong) Company Limited
Yanfang Ma
CE BWY560 - active, Ping An Securities (Hong Kong) Company Limited
Qi Meng
CE BWY983 - active, Ping An Securities (Hong Kong) Company Limited
Zhengwei Qiu
CE ASZ607 - active, Ping An Securities (Hong Kong) Company Limited
Zaoshi Shen
CE BUE029 - active, Ping An Securities (Hong Kong) Company Limited
Kun Shi
CE BXH365 - active, Ping An Securities (Hong Kong) Company Limited
Tao (SFC:AUN077) Su
CE AUN077 - active, Ping An Securities (Hong Kong) Company Limited
Linhui Sun
CE BUD869 - active, Ping An Securities (Hong Kong) Company Limited
Wei Tang
CE BVP637 - active, Ping An Securities (Hong Kong) Company Limited
Xiao Tang
CE BWX649 - active, Ping An Securities (Hong Kong) Company Limited
Yang Tang
CE BPJ003 - active, Ping An Securities (Hong Kong) Company Limited
Zhong (SFC:BWP042) Wan
CE BWP042 - active, Ping An Securities (Hong Kong) Company Limited
Genhai Wang
CE BVG944 - ceased
Haobin Wang
CE BFO282 - ceased
Kun (SFC:BWS381) Wang
CE BWS381 - active, Ping An Securities (Hong Kong) Company Limited
Wei Wen
CE BTV710 - active, Ping An Securities (Hong Kong) Company Limited
Jinheng Weng
CE BAZ554 - active, Ping An of China Capital (Hong Kong) Company Limited
Kai Leung Wong
CE ANQ639 - active, Ping An Securities (Hong Kong) Company Limited
Ming Xia
CE BPQ544 - active, Ping An Securities (Hong Kong) Company Limited
Yinan Xia
CE BWR143 - active, Ping An Securities (Hong Kong) Company Limited
Lanping Xie
CE BSR927 - active, Ping An Securities (Hong Kong) Company Limited
Yuan Xiong
CE BWC322 - active, Ping An Securities (Hong Kong) Company Limited
Zihan Xu
CE BVO357 - active, Ping An Securities (Hong Kong) Company Limited
Guang (SFC:BVO052) Yang
CE BVO052 - active, Ping An Securities (Hong Kong) Company Limited
Guiqing Yang
CE BWY565 - active, Ping An Securities (Hong Kong) Company Limited
Kan Yang
CE BQV514 - active, Ping An Securities (Hong Kong) Company Limited
Yin Ye
CE BOT335 - active, Ping An Securities (Hong Kong) Company Limited
Ho Leung Yu
CE BOI816 - active, Ping An Securities (Hong Kong) Company Limited
Lina Yu
CE BNN590 - active, Ping An Securities (Hong Kong) Company Limited
Qian (SFC:BWX029) Zhang
CE BWX029 - active, Ping An Securities (Hong Kong) Company Limited
Xiaoshu Zhang
CE BWX025 - active, Ping An Securities (Hong Kong) Company Limited
Yuhao (SFC:BWC582) Zhao
CE BWC582 - active, Ping An Securities (Hong Kong) Company Limited
Xiaoling Zheng
CE BWT609 - active, Ping An Securities (Hong Kong) Company Limited
Xinhui Zheng
CE BUL624 - active, Ping An Securities (Hong Kong) Company Limited
Jiaming Zhong
CE BWL299 - active, Ping An Securities (Hong Kong) Company Limited
Jiajia Zhu
CE BSS071 - active, Ping An Securities (Hong Kong) Company Limited
Chang Zhuge
CE BLJ126 - active, Ping An of China Capital (Hong Kong) Company Limited
Kang Muk Chan
CE AUL922 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Dennis King On Chan
CE ADA743 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Keung Che
CE AVT293 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Chun Fai Lau
CE ANH622 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Tony Yik Tung Lau
CE ARM315 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Cai Li
CE BPE959 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Yonghua Pan
CE AOB351 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Gordon Siu Kay Tsui
CE AFM917 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Hoi Tung
CE AFN654 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Xinyi (SFC:AYK912) Wang
CE AYK912 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Carol Ka Lok Wong
CE ACP596 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Hui Cao
CE AVM093 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Hao (SFC:BRH953) Chen
CE BRH953 - active, FIL Investment Management (Hong Kong) Limited
Siu Man Cheung
CE BNO146 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Naiyu Dong
CE BKZ892 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Anqi Fan
CE BUX173 - active, Ping An of China Asset Management (Hong Kong) Company Limited