Ho Yan Kwok
郭皜忻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan Kwok (郭皜忻), CE reference BFO812. Currently licensed at 1 firm(s): PIMCO Asia Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-07 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2025-08-07 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-28 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-15 | 2025-05-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-07-18 | 2018-09-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-07-18 | 2018-09-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-07-18 | 2018-09-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-07-18 | 2018-09-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-07-18 | 2018-09-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-07-18 | 2018-09-26 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-08 | 2018-06-27 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2015-06-08 | 2018-06-27 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-08 | 2018-06-27 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2015-06-08 | 2018-06-27 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-06-08 | 2018-06-27 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2015-06-08 | 2018-06-27 |