Roger Sewell Bacon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Sewell Bacon, a licensed Representative with CE reference ADT342. Currently licensed at 1 firm(s): Peak Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2025-07-24 | present |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2025-07-24 | present |
| Peak Capital Limited | Rep | Type 9 - Asset management | 2025-07-24 | present |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Sewell Bacon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Patrick Francis J. Brothers | Peak Capital Limited | 2025–present |
| Katherine Miu Shan Ko | Peak Capital Limited | 2025–present |
| Simon Powell | Peak Capital Limited | 2025–present |
| Paul Henry Smith | Peak Capital Limited | 2025–present |
| Timothy David Stiles | Peak Capital Limited | 2025–present |