Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Kohei Fujisawa
CE BXA231 - active, SMBC Nikko Securities (Hong Kong) Limited
Masahiro Fujisawa
CE BWH890 - active, SMBC Nikko Securities (Hong Kong) Limited
Akinobu Fukoe
CE BWQ778 - active, SMBC Nikko Securities (Hong Kong) Limited
Rie Fukunaga
CE BVH414 - active, SMBC Nikko Securities (Hong Kong) Limited
Gaichi Funatsu
CE BXJ076 - ceased
Daichi Hamada
CE BXI467 - active, SMBC Nikko Securities (Hong Kong) Limited
Joyce Michiko Hamada
CE BHP540 - active, SMBC Nikko Securities (Hong Kong) Limited
Takeru Hanaya
CE BBS846 - active, SMBC Nikko Securities (Hong Kong) Limited
Takayuki Hara
CE BUD273 - active, SMBC Nikko Securities (Hong Kong) Limited
Kentaro Harada
CE BVZ643 - active, SMBC Nikko Securities (Hong Kong) Limited
Chun He
CE BVZ888 - active, SMBC Nikko Securities (Hong Kong) Limited
Kenji Hirao
CE BWR193 - ceased
Harunori Hirose
CE BWG183 - ceased
Hiu Kwan Ho
CE BDC539 - active, SMBC Nikko Securities (Hong Kong) Limited
Pak Nin Kenneth Ho
CE BWW381 - active, SMBC Nikko Securities (Hong Kong) Limited
Yuya Hosaka
CE BBD362 - active, SMBC Nikko Securities (Hong Kong) Limited
Chung-Yu Huang
CE BDN266 - ceased
Xinzhe Huang
CE BOP111 - active, SMBC Nikko Securities (Hong Kong) Limited
Jennifer Nicole Hwang
CE AXG088 - active, SMBC Nikko Securities (Hong Kong) Limited
Masashi Iguchi
CE BWR592 - active, SMBC Nikko Securities (Hong Kong) Limited
Toru Imayoshi
CE BWZ249 - active, SMBC Nikko Securities (Hong Kong) Limited
Shogo Inaba
CE BVO125 - active, SMBC Nikko Securities (Hong Kong) Limited
Takaaki Inoue
CE BWS702 - active, SMBC Nikko Securities (Hong Kong) Limited
Tadataka Ishida
CE BWH939 - active, SMBC Nikko Securities (Hong Kong) Limited
Keiichi Ito
CE BVI971 - active, SMBC Nikko Securities (Hong Kong) Limited
Masanobu Iwatani
CE BWV413 - ceased
Hiroyuki Kadota
CE BVQ649 - active, SMBC Nikko Securities (Hong Kong) Limited
Koji Kamichika
CE BVH802 - active, SMBC Nikko Securities (Hong Kong) Limited
Yoshikazu Kamiya
CE BVZ918 - active, SMBC Nikko Securities (Hong Kong) Limited
Kuni Kanamori
CE BUK376 - active, SMBC Nikko Securities (Hong Kong) Limited
Mayo Kaneko
CE BVQ070 - active, SMBC Nikko Securities (Hong Kong) Limited
Naoaki Karaki
CE BWG897 - active, SMBC Nikko Securities (Hong Kong) Limited
Vladimir Karanovic
CE BOB372 - active, SMBC Nikko Securities (Hong Kong) Limited
Mayumi Kato
CE AFK707 - active, SMBC Nikko Securities (Hong Kong) Limited
Ryosuke Katsura
CE BAB713 - active, SMBC Nikko Securities (Hong Kong) Limited
Kazuki Kawamura
CE BVX671 - active, SMBC Nikko Securities (Hong Kong) Limited
Hiroki Kawashima
CE BUO409 - active, SMBC Nikko Securities (Hong Kong) Limited
Anthony Kay
CE BVZ644 - active, SMBC Nikko Securities (Hong Kong) Limited
Satoru Kikuchi
CE APR494 - active, SMBC Nikko Securities (Hong Kong) Limited
Genki Kiriu
CE BWN398 - active, SMBC Nikko Securities (Hong Kong) Limited
Megumi Ko
CE BTV590 - active, SMBC Nikko Securities (Hong Kong) Limited
Kaya Kobayashi
CE BOZ241 - active, SMBC Nikko Securities (Hong Kong) Limited
Yusuke Kobayashi
CE BXS586 - active, SMBC Nikko Securities (Hong Kong) Limited
Ryosuke Kodama
CE BVO338 - active, SMBC Nikko Securities (Hong Kong) Limited
Yuya Kodama
CE BWX420 - active, SMBC Nikko Securities (Hong Kong) Limited
Takashi Kokabu
CE BVK153 - active, SMBC Nikko Securities (Hong Kong) Limited
Takuya Komatsu
CE BWS787 - active, SMBC Nikko Securities (Hong Kong) Limited
Ken Kondo
CE AUY917 - active, SMBC Nikko Securities (Hong Kong) Limited
Daisuke Kosaka
CE BVT899 - active, SMBC Nikko Securities (Hong Kong) Limited
Rei Kyogoku
CE BVZ649 - active, SMBC Nikko Securities (Hong Kong) Limited
Chi Ian Lai
CE BNO157 - active, SMBC Nikko Securities (Hong Kong) Limited
Gary Ka Wun Lam
CE BDH211 - active, SMBC Nikko Securities (Hong Kong) Limited
King Sau Lam
CE BAI839 - active, SMBC Nikko Securities (Hong Kong) Limited
Po Ki Lau
CE BXE928 - active, SMBC Nikko Securities (Hong Kong) Limited
Tsui Hung Lau
CE BWW450 - active, SMBC Nikko Securities (Hong Kong) Limited
Fredrick Changwon Lee
CE BXA411 - active, SMBC Nikko Securities (Hong Kong) Limited
Jooho Lee
CE AWH795 - active, SMBC Nikko Securities (Hong Kong) Limited
Sin Ki Lee
CE BBE980 - active, SMBC Nikko Securities (Hong Kong) Limited
Man Chung Francis Leung
CE BSZ532 - active, SMBC Nikko Securities (Hong Kong) Limited
Yuen Yi Kim Leung
CE BSQ712 - active, SMBC Nikko Securities (Hong Kong) Limited
Xia (SFC:BVK494) Liu
CE BVK494 - active, SMBC Nikko Securities (Hong Kong) Limited
Xunzhe Liu
CE BVQ216 - active, SMBC Nikko Securities (Hong Kong) Limited
Zheng (SFC:BVT154) Liu
CE BVT154 - active, SMBC Nikko Securities (Hong Kong) Limited
Eiji Maeda
CE BUR295 - active, SMBC Nikko Securities (Hong Kong) Limited
Takuya Maeda
CE BUQ509 - active, SMBC Nikko Securities (Hong Kong) Limited
Junichi Makino
CE BUQ508 - active, SMBC Nikko Securities (Hong Kong) Limited
Yiyi Mao
CE BNY155 - ceased
Akichika Maruhashi
CE BWQ971 - active, SMBC Nikko Securities (Hong Kong) Limited
Susumu Maruyama
CE BVK411 - active, SMBC Nikko Securities (Hong Kong) Limited
Kenya Matsuo
CE BVH337 - active, SMBC Nikko Securities (Hong Kong) Limited
Takuya Matsuura
CE BWH892 - active, SMBC Nikko Securities (Hong Kong) Limited
Ryozo Minagawa
CE BFA665 - active, SMBC Nikko Securities (Hong Kong) Limited
Emiri Emily Minoo
CE BVI126 - active, SMBC Nikko Securities (Hong Kong) Limited
Go Miyamoto
CE BIN850 - active, SMBC Nikko Securities (Hong Kong) Limited
Akira Morimoto
CE BBG425 - active, SMBC Nikko Securities (Hong Kong) Limited
Kohei Morisawa
CE BWZ261 - active, SMBC Nikko Securities (Hong Kong) Limited
Tadashi Murakami
CE BWE607 - active, SMBC Nikko Securities (Hong Kong) Limited
Masao Muraki
CE BUS421 - active, SMBC Nikko Securities (Hong Kong) Limited
Takaaki Muramatsu
CE AOQ605 - active, SMBC Nikko Securities (Hong Kong) Limited
Shota Nakagawa
CE BXE970 - ceased
Daishi Nakaji
CE BVD843 - active, SMBC Nikko Securities (Hong Kong) Limited
Takashi Nakamura
CE BUM589 - active, SMBC Nikko Securities (Hong Kong) Limited
Taro Nakamura
CE BWP430 - active, SMBC Nikko Securities (Hong Kong) Limited
Yoichiro Nakanishi
CE BVW774 - active, SMBC Nikko Securities (Hong Kong) Limited
Wing Kin Ricky Ng
CE BTR442 - active, SMBC Nikko Securities (Hong Kong) Limited
Ryosuke Nishinaka
CE BWQ776 - active, SMBC Nikko Securities (Hong Kong) Limited
Shimpei Nishioka
CE BWV106 - active, SMBC Nikko Securities (Hong Kong) Limited
Taisuke Noda
CE BWN637 - active, SMBC Nikko Securities (Hong Kong) Limited
Hirofumi Oda
CE BUF309 - ceased
Yuki Okamoto
CE BVB207 - ceased
Masayuki Oketa
CE BVY562 - ceased
Chisa Omori
CE BWH081 - active, SMBC Nikko Securities (Hong Kong) Limited
Hajime Ono
CE BWY388 - active, SMBC Nikko Securities (Hong Kong) Limited
Kenichi Onuma
CE BVZ573 - active, SMBC Nikko Securities (Hong Kong) Limited
Kazuya Oshimoto
CE BWR905 - active, SMBC Nikko Securities (Hong Kong) Limited
Toshihiko Oshio
CE BVK145 - active, SMBC Nikko Securities (Hong Kong) Limited
Ryo Oyama
CE BTR172 - ceased
Yoshio Ozawa
CE BVN913 - active, SMBC Nikko Securities (Hong Kong) Limited
Stjepan Drzislav Penavic
CE BNG890 - active, SMBC Nikko Securities (Hong Kong) Limited
Ahsan Pervez
CE AJO361 - ceased
Yuran Qiu
CE BUD182 - active, SMBC Nikko Securities (Hong Kong) Limited
Simon James David Quinnell
CE BUB205 - active, SMBC Nikko Securities (Hong Kong) Limited
Aya Sakurai
CE BNY395 - active, SMBC Nikko Securities (Hong Kong) Limited
Nicholas Samara
CE BVF083 - ceased
Atsushi Satake
CE BWI796 - active, SMBC Nikko Securities (Hong Kong) Limited
Isshin Sato
CE BXE749 - ceased
Masahiko Sato
CE AVM642 - active, SMBC Nikko Securities (Hong Kong) Limited
James Marc Lee Segal
CE ANM994 - active, SMBC Nikko Securities (Hong Kong) Limited
Sei Shimamura
CE BWL181 - active, SMBC Nikko Securities (Hong Kong) Limited
Luke Robert Soltesz Spitty
CE BUC567 - active, SMBC Nikko Securities (Hong Kong) Limited
Hideo Sudo
CE BVZ874 - active, SMBC Nikko Securities (Hong Kong) Limited
Kango Suetsugu
CE BWI285 - active, SMBC Nikko Securities (Hong Kong) Limited
Takeshi Sugiyama
CE BVN912 - active, SMBC Nikko Securities (Hong Kong) Limited
Yuki Takada
CE BVO380 - active, SMBC Nikko Securities (Hong Kong) Limited
Hidekazu Takagi
CE BWR406 - ceased
Shuichiro Takahashi
CE BWI645 - active, SMBC Nikko Securities (Hong Kong) Limited
Naoko Takahashi(kakugawa)
CE BVA951 - active, SMBC Nikko Securities (Hong Kong) Limited
Maki Takizawa
CE BXA285 - ceased
Le Geng Tang
CE BSU071 - active, SMBC Nikko Securities (Hong Kong) Limited
Min Tang
CE BVG861 - active, SMBC Nikko Securities (Hong Kong) Limited
Len Tanide
CE BUM344 - active, SMBC Nikko Securities (Hong Kong) Limited
Satoshi Taninaka
CE BVL349 - active, SMBC Nikko Securities (Hong Kong) Limited
Junichi Tazawa
CE BEL237 - active, SMBC Nikko Securities (Hong Kong) Limited
Shinnosuke Tokumoto
CE BVM450 - active, SMBC Nikko Securities (Hong Kong) Limited
Hirofumi Tomita
CE BWY503 - active, SMBC Nikko Securities (Hong Kong) Limited
Hiroshi Torii
CE BUG049 - active, SMBC Nikko Securities (Hong Kong) Limited
Cheuk Him Tse
CE BWW648 - active, SMBC Nikko Securities (Hong Kong) Limited
Takashi Tsuchiya
CE BWR907 - active, SMBC Nikko Securities (Hong Kong) Limited
Kenichi Tsukamoto
CE BBR446 - active, SMBC Nikko Securities (Hong Kong) Limited
Shotaro Tsunoda
CE BWG214 - active, SMBC Nikko Securities (Hong Kong) Limited
Tetsuro Umeno
CE BWL919 - active, SMBC Nikko Securities (Hong Kong) Limited
Susumu Usui
CE BTR951 - active, SMBC Nikko Securities (Hong Kong) Limited
Hiroshi Wada
CE BUH799 - active, SMBC Nikko Securities (Hong Kong) Limited
Hiroharu Watanabe
CE BPK385 - active, SMBC Nikko Securities (Hong Kong) Limited
Adeline Huixian Wong
CE BWV276 - active, SMBC Nikko Securities (Hong Kong) Limited
Sze Ming Wong
CE BWS952 - active, SMBC Nikko Securities (Hong Kong) Limited
Tsz Wa Wong
CE BRV322 - active, SMBC Nikko Securities (Hong Kong) Limited
Atsushi Yamaguchi
CE AOR340 - active, SMBC Nikko Securities (Hong Kong) Limited
Yoshikazu Yamanaka
CE BVZ092 - ceased
Izumi Yamashita
CE BWP525 - active, SMBC Nikko Securities (Hong Kong) Limited
Hikaru Yasuda
CE BUH923 - active, SMBC Nikko Securities (Hong Kong) Limited
Pui Fan Yeung
CE BSZ005 - active, SMBC Nikko Securities (Hong Kong) Limited
Yuki Yokota
CE BWN638 - active, SMBC Nikko Securities (Hong Kong) Limited
Jumpei Yoneyama
CE BWH057 - active, SMBC Nikko Securities (Hong Kong) Limited
Hayato Yoshida
CE BUI349 - active, SMBC Nikko Securities (Hong Kong) Limited
Yutaka Yoshino
CE BVX443 - active, SMBC Nikko Securities (Hong Kong) Limited
Yasuki Yoshioka
CE BUR287 - active, SMBC Nikko Securities (Hong Kong) Limited
Pengliang Zhao
CE BSP505 - active, SMBC Nikko Securities (Hong Kong) Limited
Hanyi Zhou
CE BQE962 - active, SMBC Nikko Securities (Hong Kong) Limited
Poh Chung Fong
CE AGL046 - active, SPARX Asia Investment Advisors Limited
Yusuke Fukumoto
CE BTQ885 - active, SPARX Asia Investment Advisors Limited
Tat Hong Alan Ng
CE AZE436 - active, SPARX Asia Investment Advisors Limited
Takeshi Suzuki
CE AOH485 - active, SPARX Asia Investment Advisors Limited
Chun Yu (SFC:BAD900) Chow
CE BAD900 - active, SPARX Asia Investment Advisors Limited
Masakazu Takeda
CE AYS022 - active, SPARX Asia Investment Advisors Limited
Hi Kit Chan
CE AIH774 - active, SPDB International Capital Limited
Si (SFC:BIS449) Chen
CE BIS449 - active, SPDB International Capital Limited
Mabel Lam
CE AHP359 - active, SPDB International Capital Limited
Hon Ki Leung
CE AGN288 - active, SPDB International Capital Limited
Ningning Liu
CE BJH333 - active, SPDB International Capital Limited
Jingcheng Zhong
CE BOT991 - active, SPDB International Capital Limited
Yajing Chen
CE BQQ386 - active, SPDB International Capital Limited
Linying Fan
CE BUG477 - active, SPDB International Capital Limited
Junxiao Ge
CE BRH646 - active, SPDB International Capital Limited
Haotian Gu
CE BSQ098 - active, SPDB International Capital Limited
Rui Lai Huang
CE BJG655 - active, SPDB International Capital Limited
Yun Tong Huang
CE BKY315 - active, SPDB International Capital Limited
Ho Wai Lam
CE BFM785 - active, SPDB International Capital Limited
Nim Kei Lau
CE AFP825 - active, SPDB International Capital Limited
Bang Pang
CE BPI693 - active, CCB International Capital Limited
Weihua Shi
CE BCT483 - active, SPDB International Capital Limited
Kit Ling Tam
CE AQS879 - active, SPDB International Securities Limited
Shiyu Tang
CE BQG428 - active, SPDB International Capital Limited
Jing (SFC:BPL596) Wang
CE BPL596 - active, SPDB International Capital Limited
Rongpei Wang
CE BIZ320 - active, SPDB International Capital Limited
Wai Chung (SFC:BFN508) Wong
CE BFN508 - active, SPDB International Capital Limited
Ren Xin
CE BUA679 - active, SPDB International Capital Limited
Yuanning Zhang
CE BFY190 - active, SPDB International Capital Limited
Baoming Zhao
CE BNZ230 - active, SPDB International Securities Limited
Ying (SFC:BTO394) Zhong
CE BTO394 - active, SPDB International Capital Limited
Zhiqing Zuo
CE BTH286 - active, SPDB International Capital Limited
Zenglong Luo
CE AWZ523 - active, SPDB International Investment Management Limited
Lina Suo
CE BUW335 - active, SPDB International Investment Management Limited
Dongzhe Wang
CE BNT132 - active, SPDB International Investment Management Limited
Xiaodong Yu
CE BFT056 - active, SPDB International Securities Limited
Lijiang Cai
CE BVL197 - active, SPDB International Investment Management Limited
Kejing Cao
CE BWB766 - active, SPDB International Investment Management Limited
Zechun Chen
CE BSD662 - active, SPDB International Investment Management Limited
Yang Geng
CE BID762 - active, SPDB International Investment Management Limited
Zhuowei Han
CE BXO360 - active, SPDB International Investment Management Limited
Zhenyu Hua
CE BGF983 - active, SPDB International Investment Management Limited
Tsang Lau
CE AQF574 - active, SPDB International Investment Management Limited
Wanzhen Li
CE BUM314 - active, SPDB International Investment Management Limited
Yue (SFC:BJD661) Liang
CE BJD661 - active, SPDB International Investment Management Limited
Zi (SFC:BWR260) Lin
CE BWR260 - active, SPDB International Investment Management Limited
Jingshu Liu
CE BUS459 - active, GF International Investment Management Limited
Linkui Wang
CE BDQ056 - active, SPDB International Investment Management Limited
Qing (SFC:BOZ617) Wang
CE BOZ617 - active, SPDB International Investment Management Limited
Qiqi Wang
CE BVU063 - active, SPDB International Investment Management Limited
Ruixi Wang
CE BVL466 - active, SPDB International Investment Management Limited
Xueying Wu
CE BVU465 - active, SPDB International Investment Management Limited
Mali Xie
CE BJM104 - active, SPDB International Investment Management Limited
Shuang Xu
CE BSE526 - active, SPDB International Investment Management Limited
Zeyu Zhang
CE BPA360 - active, SPDB International Investment Management Limited
Yichen Zhong
CE BUQ005 - active, SPDB International Investment Management Limited
Wenjia Lin
CE BES306 - active, SPDB International Securities Limited
Zhihao Qiu
CE AVB884 - active, SPDB International Securities Limited
Huiyi Cai
CE BWZ917 - active, SPDB International Securities Limited
Wing Sum (SFC:ASY722) Chan
CE ASY722 - active, SPDB International Securities Limited
Yimei Ding
CE BWL372 - active, SPDB International Securities Limited
Zeyu Hu
CE BKI101 - ceased
Huan Huang
CE BWR081 - active, SPDB International Securities Limited
Huiwen Huang
CE BRJ790 - active, SPDB International Securities Limited
Jiaqi (SFC:BTQ833) Huang
CE BTQ833 - ceased
Yangqiang Huang
CE BWL509 - active, SPDB International Securities Limited
Yujia Jie
CE BSH846 - active, SPDB International Securities Limited
Xiaowen Jin
CE BGO660 - active, SPDB International Securities Limited
Yeye Lai
CE BIG515 - active, SPDB International Securities Limited
Cheuk Sun Lam
CE AXZ771 - active, SPDB International Securities Limited
Jing (SFC:BGL198) Liu
CE BGL198 - active, SPDB International Securities Limited
Yunxiang Mao
CE BWR082 - active, SPDB International Securities Limited
Chun Wan Mo
CE APH784 - active, SPDB International Securities Limited
Wantong Teng
CE BUP103 - active, SPDB International Securities Limited
Manjun Wang
CE BWF512 - active, SPDB International Securities Limited
Honghui Xu
CE BVP611 - active, SPDB International Securities Limited
Jing (SFC:BIX539) Yang
CE BIX539 - active, Daiwa Capital Markets Hong Kong Limited
Qi (SFC:BVH138) Yang
CE BVH138 - active, SPDB International Securities Limited
Zengxi Yang
CE BSK084 - active, SPDB International Securities Limited
Zichao Yang
CE BPQ794 - active, SPDB International Securities Limited
Yehan Yao
CE BVF043 - active, SPDB International Securities Limited
Baihan Zhang
CE BTX420 - active, SPDB International Securities Limited
Fan (SFC:BWK420) Zhang
CE BWK420 - active, SPDB International Securities Limited
Jia Zhang
CE BTF017 - active, SPDB International Securities Limited
Yaoqun Zhang
CE BWD200 - active, SPDB International Securities Limited
Dan (SFC:BIW809) Zhao
CE BIW809 - active, SPDB International Securities Limited
Wai Ming Lau
CE ACD916 - active, SPS Investment Services Limited
David Cheung Fung Poon
CE AAD425 - active, SPS Securities Limited
Man Hong Li
CE AZL821 - active, SPS Securities Limited
Kwok Hing Ting
CE ACB661 - active, SPS Securities Limited
Jinge Cai
CE BIK509 - active, SR Wealth Securities Limited
Chi Wai Poon
CE AJC313 - active, SR Wealth Securities Limited
Howard Lok Him Wong
CE AMX945 - active, SR Wealth Securities Limited
Ting Ting Anffany Chan
CE BKG205 - active, SR Wealth Securities Limited
Tsz Wai (SFC:BVQ208) Wong
CE BVQ208 - active, SR Wealth Securities Limited
Linhong Yue
CE BXI587 - active, SR Wealth Securities Limited
Ziqi (SFC:BXH659) Zhang
CE BXH659 - active, SR Wealth Securities Limited
Zhi Fang
CE AQR774 - active, STAR RIVER SECURITIES LIMITED
Xiangda Li
CE BND696 - active, STAR RIVER SECURITIES LIMITED
Chi Kong Poon
CE BAL160 - active, STAR RIVER SECURITIES LIMITED
Bo (SFC:AGD229) Wang
CE AGD229 - active, STAR RIVER SECURITIES LIMITED