Sin Wa Lam

林倩華
CE No. AWO867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Wa Lam (林倩華), a licensed former licensee with CE reference AWO867. This person has 15.8 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Partners Asset Management (HK) Limited
博大資產管理(香港)有限公司
RO Type 4 - Advising on securities 2022-04-13 2026-11-06
Partners Asset Management (HK) Limited
博大資產管理(香港)有限公司
RO Type 9 - Asset management 2022-04-13 2026-11-06
Partners Capital Securities Limited
博大證券有限公司
RO Type 1 - Dealing in securities 2020-04-08 2026-11-06
Partners Asset Management (HK) Limited
博大資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2015-09-29 2022-04-13
Partners Asset Management (HK) Limited
博大資產管理(香港)有限公司
Rep Type 9 - Asset management 2013-10-28 2022-04-13
Partners Capital Securities Limited
博大證券有限公司
Rep Type 1 - Dealing in securities 2011-06-10 2020-04-08
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 - Dealing in securities 2011-01-03 2011-05-29

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