Katherine Tran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Tran, a licensed Representative with CE reference BUG708. Currently licensed at 1 firm(s): Pacific Alliance Investment Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 2.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-14 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Tran during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.