Huanan Zhou
周化南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huanan Zhou (周化南), CE reference BEI379. Currently licensed at 1 firm(s): PIMCO Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-03 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-09-03 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-22 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-03-27 | 2021-07-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-28 | 2017-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-21 | 2016-01-21 |