Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Rui (SFC:BOH233) Chen
CE BOH233 - active, Orient Asset Management (Hong Kong) Limited
Jiachen Fan
CE BHP648 - active, Orient Asset Management (Hong Kong) Limited
Chongguang Gao
CE BQC580 - active, Orient Securities (Hong Kong) Limited
Huihui Gu
CE BRO233 - active, Orient Asset Management (Hong Kong) Limited
Wenxiu Ji
CE BPM773 - active, Orient Futures (Hong Kong) Limited
Yu Hang Kung
CE AME200 - active, Orient Futures (Hong Kong) Limited
Kin Kwan Lee
CE BGW788 - active, Orient Securities (Hong Kong) Limited
Junhui Li
CE BKT337 - active, Orient Asset Management (Hong Kong) Limited
Na (SFC:BJB579) Li
CE BJB579 - active, Orient Securities (Hong Kong) Limited
Danhui Liang
CE BOR212 - active, Orient Asset Management (Hong Kong) Limited
Chengfang Lu
CE BIO470 - active, Orient Securities (Hong Kong) Limited
Chuang Ma
CE BRF027 - active, Orient Asset Management (Hong Kong) Limited
Liangliang Ma
CE BNF140 - active, Orient Securities (Hong Kong) Limited
Mingjun Wang
CE AUI083 - active, Orient Securities (Hong Kong) Limited
Yuke Wei
CE BWK671 - active, Orient Asset Management (Hong Kong) Limited
Yichen (SFC:BTJ856) Zhang
CE BTJ856 - active, Orient Asset Management (Hong Kong) Limited
Xiangxin Zhou
CE BTB019 - active, Orient Asset Management (Hong Kong) Limited
Mei Shan Lee
CE ASP357 - active, Orient Capital (Hong Kong) Limited
Kwun Ho Wong
CE AXK040 - active, Orient Securities (Hong Kong) Limited
Kwan Kit Chan
CE ACQ850 - active, Orient Securities (Hong Kong) Limited
Ying Wai Chan
CE AUC919 - active, Orient Securities (Hong Kong) Limited
Fuxing Fu
CE BDL384 - active, Orient Securities (Hong Kong) Limited
Jiaolei Gong
CE BPW796 - active, Orient Securities (Hong Kong) Limited
Yanyu Huang
CE BSV168 - active, Orient Capital (Hong Kong) Limited
Nan Jiang
CE BWN013 - active, Orient Securities (Hong Kong) Limited
Shaofu Li
CE BVU376 - active, Orient Securities (Hong Kong) Limited
Xingxing Li
CE BGX868 - active, Orient Securities (Hong Kong) Limited
Ruiyu Lian
CE BRK767 - active, Orient Securities (Hong Kong) Limited
Feng Ling
CE BWH268 - active, Orient Capital (Hong Kong) Limited
Shuchang (SFC:BWI857) Liu
CE BWI857 - active, Orient Capital (Hong Kong) Limited
Geoffrey Junxiong Ng
CE BFW885 - active, Orient Capital (Hong Kong) Limited
Yuzhu Pan
CE BXB661 - active, Orient Securities (Hong Kong) Limited
Chi Chung Pang
CE BOI970 - active, Orient Securities (Hong Kong) Limited
Defu Qi
CE BPW938 - active, Orient Securities (Hong Kong) Limited
Piqi Shi
CE BWM997 - active, Orient Capital (Hong Kong) Limited
Shiyun Tang
CE BWN295 - active, Orient Securities (Hong Kong) Limited
Ye (SFC:BWN018) Tian
CE BWN018 - active, Orient Capital (Hong Kong) Limited
Jujuan Wang
CE BWI860 - active, Orient Capital (Hong Kong) Limited
Shengnan Wang
CE BGL389 - active, Orient Securities (Hong Kong) Limited
Yutao Wang
CE BWN014 - active, Orient Securities (Hong Kong) Limited
Jianing (SFC:BRW388) Wei
CE BRW388 - active, Orient Securities (Hong Kong) Limited
Jitong Wei
CE BWI858 - active, Orient Capital (Hong Kong) Limited
Zhuochao Xiu
CE BWH259 - active, Orient Capital (Hong Kong) Limited
Zijian Xu
CE BNB209 - active, Orient Securities (Hong Kong) Limited
Kunkai Ye
CE BWM998 - active, Orient Capital (Hong Kong) Limited
Yuting Yin
CE BWM996 - active, Orient Capital (Hong Kong) Limited
Yuanhui Yu
CE BWI859 - active, Orient Capital (Hong Kong) Limited
Mian Zhang
CE BWN019 - active, Orient Capital (Hong Kong) Limited
Xinlin Zhang
CE BWN052 - active, Orient Capital (Hong Kong) Limited
Yanyang Zhang
CE BWN011 - active, Orient Securities (Hong Kong) Limited
Yuezhang Zhou
CE BWI861 - active, Orient Capital (Hong Kong) Limited
Shu Tat Chong
CE AOC981 - active, Orient Futures (Hong Kong) Limited
Jianqiang Fan
CE AYI690 - active, Orient Securities (Hong Kong) Limited
Chao He
CE BDL989 - active, Orient Securities (Hong Kong) Limited
Kai Yu Ho
CE AQJ195 - active, Orient Securities (Hong Kong) Limited
Ching Yin Lam
CE AOK261 - active, Orient Securities (Hong Kong) Limited
Alex Ka Ho Chan
CE AXC244 - active, Orient Securities (Hong Kong) Limited
Yi Kit Chang
CE BFY604 - active, Orient Securities (Hong Kong) Limited
Ho Yin (SFC:BRJ227) Cheng
CE BRJ227 - active, Orient Securities (Hong Kong) Limited
Reginald Alvin Chin
CE AUE426 - active, Orient Securities (Hong Kong) Limited
Yuanyuan Dong
CE BWB522 - ceased
Bin Fang
CE BNF090 - active, Orient Securities (Hong Kong) Limited
Jianhui Guan
CE BSM263 - active, Orient Securities (Hong Kong) Limited
Chen (SFC:BIH235) Huang
CE BIH235 - active, Orient Asset Management (Hong Kong) Limited
Min (SFC:BVX354) Huang
CE BVX354 - active, Orient Securities (Hong Kong) Limited
Fanying Jiang
CE BVK246 - active, Orient Securities (Hong Kong) Limited
Kai Yan Lam
CE BSJ654 - active, Orient Securities (Hong Kong) Limited
Xiangxiang Lao
CE BRQ072 - active, Orient Futures (Hong Kong) Limited
Xia Li
CE BSQ377 - active, Orient Securities (Hong Kong) Limited
Yongguang Li
CE BVA812 - active, Orient Futures (Hong Kong) Limited
Shen Lu
CE BDD498 - active, Orient Securities (Hong Kong) Limited
Yuxin Mei
CE BWU967 - active, Orient Futures (Hong Kong) Limited
Shihua Pei
CE BXD694 - active, Orient Futures (Hong Kong) Limited
Zhensong Shi
CE AUR648 - active, Orient Securities (Hong Kong) Limited
Chun Siu
CE AUK154 - ceased
Hua Song
CE BAC319 - active, Orient Futures (Hong Kong) Limited
Yang (SFC:BWE300) Song
CE BWE300 - active, Orient Securities (Hong Kong) Limited
Dingxin Wang
CE BMV713 - ceased
Lijuan (SFC:BTB948) Wang
CE BTB948 - active, Orient Securities (Hong Kong) Limited
Sheng (SFC:BVX353) Wang
CE BVX353 - active, Orient Futures (Hong Kong) Limited
Johann Chun Lang Wong
CE AWJ931 - active, Orient Securities (Hong Kong) Limited
Lili Yan
CE BMR579 - active, Orient Futures (Hong Kong) Limited
Yiwen Yang
CE BOH230 - active, Guosen Securities (HK) Asset Management Company Limited
Siqing Yuan
CE BIL747 - active, Orient Futures (Hong Kong) Limited
Manyun Zhang
CE BJR944 - active, Orient Futures (Hong Kong) Limited
Qi (SFC:APH936) Zhang
CE APH936 - active, Orient Futures (Hong Kong) Limited
Yurong Zhang
CE BST918 - active, Orient Securities (Hong Kong) Limited
Zixuan Zhang
CE BUS746 - ceased
Edwin Zheng
CE BRR991 - active, Orient Securities (Hong Kong) Limited
Haoxian Zheng
CE BUA408 - active, Orient Futures (Hong Kong) Limited
Wanling Zheng
CE BRI468 - active, Orient Securities (Hong Kong) Limited
Jian Kuai
CE BPT856 - active, Orient Securities (Hong Kong) Limited
Kit Ling Liu
CE AUI936 - active, Orient Securities (Hong Kong) Limited
Zhongkun Wang
CE BNB442 - active, Orient Securities (Hong Kong) Limited
Lu (SFC:BNY481) Xu
CE BNY481 - active, Orient Securities (Hong Kong) Limited
Sau Kuen Au-Yeung
CE AXL562 - active, Orient Securities (Hong Kong) Limited
Fai Chan
CE ABQ716 - active, Orient Securities (Hong Kong) Limited
Kwok On Chan
CE ABL835 - active, Orient Securities (Hong Kong) Limited
Ah Man Chau
CE AMN927 - active, Orient Securities (Hong Kong) Limited
Bin (SFC:BLD345) Chen
CE BLD345 - active, Orient Securities (Hong Kong) Limited
Han (SFC:BVI153) Chen
CE BVI153 - active, Orient Securities (Hong Kong) Limited
Zhiyi (SFC:BUK982) Chen
CE BUK982 - active, Orient Securities (Hong Kong) Limited
Michael Wai Ho Cheung
CE ACQ016 - active, Orient Securities (Hong Kong) Limited
Heung Fei Chua
CE APN527 - active, Orient Securities (Hong Kong) Limited
Qiaoqiao Dou
CE BXS076 - active, Orient Securities (Hong Kong) Limited
Suk Yee Fung
CE APW254 - active, Orient Securities (Hong Kong) Limited
Elena Go
CE AWB868 - active, Orient Securities (Hong Kong) Limited
Minting Huang
CE BUA250 - active, Orient Securities (Hong Kong) Limited
Yanming Huang
CE ANY447 - active, Orient Securities (Hong Kong) Limited
Meng Jiang
CE BSL774 - active, Orient Securities (Hong Kong) Limited
Yin King (SFC:AGO934) Lee
CE AGO934 - active, Orient Securities (Hong Kong) Limited
Hing Tak Leung
CE BNI150 - active, Orient Securities (Hong Kong) Limited
Kit Wing Leung
CE BWR736 - active, Orient Securities (Hong Kong) Limited
Lok Sui Leung
CE AAC931 - active, Orient Securities (Hong Kong) Limited
Lu (SFC:BOJ360) Li
CE BOJ360 - active, Orient Securities (Hong Kong) Limited
Xuejun Li
CE BSW124 - active, Orient Securities (Hong Kong) Limited
Yao Li
CE BXH218 - active, Orient Securities (Hong Kong) Limited
Yue An Li
CE BKK506 - ceased
Yuqi Li
CE BQP135 - active, Orient Securities (Hong Kong) Limited
Jinghan (SFC:BSX840) Liu
CE BSX840 - active, Orient Securities (Hong Kong) Limited
Qingting Liu
CE BPA456 - active, Orient Securities (Hong Kong) Limited
Weiwei Liu
CE BIQ631 - active, Orient Securities (Hong Kong) Limited
Chen Lu
CE BUL244 - active, Orient Securities (Hong Kong) Limited
Ao Luo
CE BIZ162 - active, Orient Securities (Hong Kong) Limited
Jinjin Luo
CE BSE618 - active, Orient Securities (Hong Kong) Limited
Zhanhai Ma
CE BWM147 - active, Orient Securities (Hong Kong) Limited
Kuo Meng
CE BUQ829 - active, Orient Securities (Hong Kong) Limited
Chi Keung (SFC:AAU337) Ng
CE AAU337 - active, Orient Securities (Hong Kong) Limited
Yanyue Ning
CE BLG363 - active, Orient Securities (Hong Kong) Limited
Chenhui Niu
CE BTK607 - active, Orient Securities (Hong Kong) Limited
Qianqian Peng
CE BPV767 - active, Orient Securities (Hong Kong) Limited
Ada Man Pui
CE AFP973 - active, Orient Securities (Hong Kong) Limited
Sheng Qi
CE BXF200 - active, Orient Securities (Hong Kong) Limited
Mengjia Qu
CE BPF973 - active, Orient Securities (Hong Kong) Limited
Susanna Wai Ning See-To
CE ADT322 - active, Orient Securities (Hong Kong) Limited
Jie (SFC:BXM380) Shen
CE BXM380 - active, Orient Securities (Hong Kong) Limited
Shaowei Shen
CE BXA693 - active, Orient Securities (Hong Kong) Limited
Bohu Shi
CE BOA222 - active, Orient Securities (Hong Kong) Limited
Haochen (SFC:BQL601) Shi
CE BQL601 - active, Orient Securities (Hong Kong) Limited
Tin Chee Sze
CE AMX581 - active, Orient Securities (Hong Kong) Limited
Jiaxin Tang
CE BRT217 - active, Orient Capital (Hong Kong) Limited
Jian (SFC:BUC715) Wang
CE BUC715 - active, Orient Securities (Hong Kong) Limited
Yazhou Wang
CE BUY438 - active, Orient Securities (Hong Kong) Limited
Zhongyao Wang
CE BQJ932 - active, Orient Securities (Hong Kong) Limited
Chun Wah (SFC:AVN105) Wong
CE AVN105 - active, Orient Securities (Hong Kong) Limited
Ngai Wai Wong
CE AGK897 - active, Orient Securities (Hong Kong) Limited
Yan Tung Wong
CE BGK392 - active, Orient Securities (Hong Kong) Limited
April Kit Yee Wu
CE BBR314 - active, Orient Securities (Hong Kong) Limited
Yunfei Wu
CE BRX199 - active, Orient Securities (Hong Kong) Limited
Wenqian Xiang
CE BQP120 - active, Orient Securities (Hong Kong) Limited
Feng Phoenix Xiao
CE BTA065 - active, Orient Securities (Hong Kong) Limited
Dongrui Xu
CE BTR583 - active, Orient Securities (Hong Kong) Limited
Huirui Yang
CE BWM995 - active, Orient Securities (Hong Kong) Limited
Zhen Yang
CE BSW113 - active, Orient Securities (Hong Kong) Limited
Xiaohui Yu
CE BXM726 - active, Orient Securities (Hong Kong) Limited
Donghui Zhai
CE BXO178 - active, Orient Securities (Hong Kong) Limited
Jingyi (SFC:BWI853) Zhang
CE BWI853 - active, Orient Securities (Hong Kong) Limited
Weiyi (SFC:BXM730) Zhang
CE BXM730 - active, Orient Securities (Hong Kong) Limited
Hao (SFC:BVF784) Zheng
CE BVF784 - active, Orient Securities (Hong Kong) Limited
Kaien Zheng
CE BOB758 - active, Orient Securities (Hong Kong) Limited
Yufei Zheng
CE BJV215 - active, Orient Securities (Hong Kong) Limited
Sheng Zhi
CE BQF020 - active, Orient Securities (Hong Kong) Limited
Yuqian Zhu
CE BWI852 - active, Orient Securities (Hong Kong) Limited
Wenhao Zou
CE BWI854 - active, Orient Securities (Hong Kong) Limited
Kwong Hoi Au
CE ABM765 - active, Orient Securities Limited
Wai Man (SFC:AAE629) Lau
CE AAE629 - active, Orient Securities Limited
Xi (SFC:BPK764) Lin
CE BPK764 - active, Orient Securities Limited
Shu Ming Shiu
CE ADS601 - active, Orient Securities Limited
Aley Chi Hung Chang
CE BQF143 - active, Orient Securities Limited
Wai Kuen Cheung
CE AEZ938 - active, Orient Securities Limited
Wai Ming Kwong
CE ABN497 - active, Orient Securities Limited
Bao Ling Si
CE BUT943 - ceased
Naomi Tsang
CE BGI770 - active, Orient Securities Limited
Ngan Ling Tse
CE AAF642 - active, Orient Securities Limited
Tianyang (SFC:BVC703) Wang
CE BVC703 - active, Orient Securities Limited
Ke (SFC:BVI608) Zhang
CE BVI608 - active, Orient Securities Limited
Joseph Nap Kee Chan
CE ABT746 - active, Oriental Patron Asia Limited
Po Man Chan
CE APG471 - active, Oriental Patron Asia Limited
Chun Kit Ng
CE BIN827 - ceased
Iris Siu Mei Cheung
CE ACG303 - active, Oriental Patron Securities Limited
Chun Pang Siah
CE AXJ985 - active, Oriental Patron Securities Limited
Alan Wai Lun Chu
CE ABS005 - active, Oriental Patron Securities Limited
Kwok Fun Kwun
CE AAE128 - active, Oriental Patron Securities Limited
Oi Ling Ma
CE ALO262 - active, Oriental Patron Securities Limited
Raymond Wai Man Ng
CE AAV459 - active, Oriental Patron Securities Limited
Jingwei Wu
CE BWE254 - active, Oriental Patron Securities Limited
Zhijun (SFC:BKU855) Xu
CE BKU855 - active, Oriental Patron Securities Limited
Pengcheng Yang
CE BWZ097 - active, Oriental Patron Securities Limited
Wai Kee Ha
CE BJS130 - active, Orion Investment Management Limited
Wang Tat Lam
CE AOE015 - active, Orion Investment Management Limited
Ching Man Gan
CE ANG625 - active, Ortus Capital Management Limited
Zhongquan Zhou
CE AJH389 - active, Ortus Capital Management Limited
Patrick Ching Ho Ng
CE BNV750 - active, Ortus Capital Management Limited
Kent Sai Kin Tam
CE BRD811 - active, Ortus Capital Management Limited
Marcia Zhou
CE BMO099 - active, Ortus Capital Management Limited
Wai Hung (SFC:ADA180) Wong
CE ADA180 - active, Oshidori Securities Limited
Nicholas Roy Bloom
CE ART997 - active, Ovata Capital Management Limited
Wenlai James Chen
CE AUB795 - active, Ovata Capital Management Limited
Donough Thomas Murphy
CE AOX162 - active, Ovata Capital Management Limited
Anthony Berger
CE AOJ226 - active, Ovata Capital Management Limited
James William Burdett
CE AJO203 - active, Ovata Capital Management Limited
Lucas Lyndon Eshleman
CE BLM741 - active, Ovata Capital Management Limited
Ken Fujii
CE ABM992 - active, Ovata Capital Management Limited
Tanay Gupta
CE AXQ333 - ceased
Selina Hui
CE BFN411 - active, Ovata Capital Management Limited
Dennis Wai Kin Lee
CE ARB726 - active, Ovata Capital Management Limited
Bei Li
CE AUX239 - active, Ovata Capital Management Limited
Zhuoran Li
CE BTA009 - active, Ovata Capital Management Limited
Choot Lim
CE ACV298 - active, Ovata Capital Management Limited
Jonathan Mark Lowry
CE BCF618 - active, Ovata Capital Management Limited
Tsz Kit Ma
CE AVJ142 - active, Ovata Capital Management Limited
Di (SFC:BUL672) Mei
CE BUL672 - active, Ovata Capital Management Limited
Lap Kiu Ng
CE BAA394 - active, Ovata Capital Management Limited
Huiying Pan
CE BOL180 - active, Ovata Capital Management Limited
Yu Rong
CE BGY934 - active, Ovata Capital Management Limited
Mo (SFC:BSQ983) Tang
CE BSQ983 - active, Ovata Capital Management Limited
Kwok Hei (SFC:APC138) Wong
CE APC138 - active, Ovata Capital Management Limited
Yuhao Zhao
CE BNO617 - active, Ovata Capital Management Limited
Leon Ie Foong
CE AON828 - active, Overlook Investments Limited
Richard H Lawrence Jr
CE AAJ719 - active, Overlook Investments Limited
James St. John Squire
CE ABM486 - active, Overlook Investments Limited
Samuel Robert James Dolton
CE BVO450 - active, Overlook Investments Limited
Samantha Shun Hei Lam
CE BRV231 - active, Overlook Investments Limited
Yinhao Lin
CE BTW464 - active, Overlook Investments Limited
Peck Lim Tan
CE AZY648 - active, Overlook Investments Limited
Xiaoxi (SFC:AZJ489) Wang
CE AZJ489 - active, Overlook Investments Limited
Vishal Tourani
CE AGG059 - active, Oxbow Capital Management (HK) Limited
Wesley John Wai Kit Wong
CE ANG447 - active, Oxbow Capital Management (HK) Limited
Mingxun Chua
CE AVX859 - active, Oxbow Capital Management (HK) Limited
Martha Erin Delivron
CE BKE571 - active, Oxbow Capital Management (HK) Limited
Hefei Deng
CE ATW716 - active, Oxbow Capital Management (HK) Limited
Suhwan In
CE BHU904 - active, Oxbow Capital Management (HK) Limited
Zhen Luo
CE BKN825 - active, Oxbow Capital Management (HK) Limited
Hemant Sambatur
CE BJW956 - active, Oxbow Capital Management (HK) Limited
Keng Swee Yeo
CE ALW483 - active, Oxbow Capital Management (HK) Limited
Foon Cheung
CE BQD487 - active, P.B. Global Asset Management Limited
Chun Kong (SFC:AQH859) Chan
CE AQH859 - active, P.B. Global Asset Management Limited
Man Chun Yeung
CE BUP970 - active, P.B. Global Asset Management Limited
Hiu Ying Yip
CE AOQ719 - active, P.B. Global Asset Management Limited
James Alexander Soutar
CE ACS345 - ceased
Ronald Chi Kong Cheung
CE AEE551 - active, Paochu Investment Advisory Limited
Yat Fai Lai
CE BHL337 - active, PC Securities Limited
Chi Keung Tsang
CE AED533 - active, PC Securities Limited
Elvis Ping Tat Wong
CE AIU265 - active, PC Securities Limited
Wing Sum Chan
CE BOW861 - active, PC Securities Limited
Quan Cheng
CE BTR247 - active, PC Securities Limited
San Cheng
CE BUG090 - active, PC Securities Limited
Shun Tin Cheng
CE AQL400 - active, PC Securities Limited
Hong Ki Lee
CE BFU735 - active, PC Securities Limited
Chun On Kong
CE AZO335 - active, PFP Capital Limited