Hei Yeung Wan
尹希陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Yeung Wan (尹希陽), a licensed Responsible Officer with CE reference AZF510. Currently licensed at 1 firm(s): Pantheum Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 4 — Advising on securities | 2025-06-26 | present |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 9 — Asset management | 2025-06-26 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-02 | 2025-06-16 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-08 | 2025-06-16 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 9 — Asset management | 2019-10-08 | 2025-06-16 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-07 | 2019-10-03 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-05 | 2019-10-03 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 — Asset management | 2017-02-16 | 2019-10-03 |
| Look's Securities Limited |
Rep | Type 1 — Dealing in securities | 2016-09-20 | 2017-02-04 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2016-08-18 | 2017-02-04 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-17 | 2017-02-04 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2015-09-01 | 2016-08-18 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-25 | 2015-01-12 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-25 | 2015-01-12 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-20 | 2012-09-12 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-23 | 2012-09-12 |