Ho Tim Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Tim Wong (黃河添), a licensed Responsible Officer with CE reference AVZ604. Currently licensed at 1 firm(s): PURPLE LEGEND (HK) LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PURPLE LEGEND (HK) LIMITED | RO | Type 1 - Dealing in securities | 2024-06-28 | present |
| PURPLE LEGEND (HK) LIMITED | RO | Type 4 - Advising on securities | 2024-06-28 | present |
| PURPLE LEGEND (HK) LIMITED | RO | Type 9 - Asset management | 2024-06-28 | present |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-21 | 2024-06-14 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-07-21 | 2024-06-14 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 9 - Asset management | 2023-07-21 | 2024-06-14 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-14 | 2023-07-21 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-14 | 2023-07-21 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
Rep | Type 9 - Asset management | 2023-07-14 | 2023-07-21 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-09-28 | 2023-03-10 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 - Asset management | 2022-09-28 | 2023-03-10 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-08 | 2022-09-28 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-08 | 2022-09-28 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-10 | 2022-05-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-16 | 2022-05-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2020-01-16 | 2022-05-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-25 | 2020-01-16 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-25 | 2020-01-16 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 4 - Advising on securities | 2019-03-04 | 2019-11-04 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 9 - Asset management | 2019-03-04 | 2019-11-04 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-12 | 2019-02-14 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-12 | 2019-02-14 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-09 | 2018-08-13 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-09 | 2018-08-13 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-04 | 2017-06-01 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-04 | 2017-06-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-24 | 2016-10-12 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-24 | 2016-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Tim Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.