Mingyue Zhao
趙明月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingyue Zhao (趙明月), a licensed Responsible Officer with CE reference BAE020. Currently licensed at 1 firm(s): Nine Unicorn Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nine Unicorn Capital Limited 九祐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-05-14 | present |
| Nine Unicorn Capital Limited 九祐資產管理有限公司 |
RO | Type 9 - Asset management | 2026-05-14 | present |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 4 - Advising on securities | 2025-04-24 | 2026-03-31 |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 9 - Asset management | 2025-04-24 | 2026-03-31 |
| Dexin Investment Management International Limited 德信國際投資管理有限公司 |
RO | Type 9 - Asset management | 2024-01-16 | 2025-04-10 |
| HF Asset Management Limited 匯福資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-17 | 2021-10-08 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-12 | 2021-08-04 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 - Asset management | 2021-03-12 | 2021-08-04 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-11 | 2021-03-12 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-11 | 2021-03-12 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-28 | 2020-10-13 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-28 | 2020-10-13 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-16 | 2017-06-29 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-16 | 2017-06-29 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-16 | 2017-06-29 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-27 | 2016-01-25 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-04-27 | 2016-01-25 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-17 | 2015-04-02 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-17 | 2015-04-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-28 | 2014-09-26 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-28 | 2014-09-26 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-28 | 2014-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingyue Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.