William Samuel Kaye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Samuel Kaye, CE reference AAZ895. Currently licensed at 1 firm(s): Pacific Group Limited, The. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Group Limited, The | RO | Type 9 — Asset management | present | present |
| Pacific Group Limited, The | RO | Type 4 — Advising on securities | present | 2005-02-24 |
| Pacific Group Limited, The | RO | Type 5 — Advising on futures contracts | present | 2005-02-24 |
| Pacific Group Limited, The | RO | Type 6 — Advising on corporate finance | present | 2005-02-24 |