Ho Yin Ronald Chan
陳浩賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Ronald Chan (陳浩賢), CE reference BOL429. Currently licensed at 1 firm(s): PIMCO Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-14 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-14 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2025-04-14 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2021-10-21 | 2024-10-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2021-10-21 | 2024-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-11 | 2021-06-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2021-06-22 |