Simon Powell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Powell, CE reference ACS886. Currently licensed at 1 firm(s): Peak Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | RO | Type 9 — Asset management | 2015-10-14 | present |
| Peak Capital Limited | RO | Type 1 — Dealing in securities | 2009-11-03 | present |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2004-10-28 | present |
| Horizon21 (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2005-02-01 | 2005-07-25 |
| Peak Capital Limited | RO | Type 9 — Asset management | 2004-10-28 | 2013-06-10 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-08-09 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 4 — Advising on securities | present | 2004-08-09 |