Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Yutong Xie
CE BVS681 - active, Phillip Securities (Hong Kong) Limited
Yiu Keung Yau
CE AMH856 - ceased
Xinyue (SFC:BUG349) Zhang
CE BUG349 - active, Phillip Securities (Hong Kong) Limited
Po On Cheung
CE APB944 - active, Phillip Commodities (HK) Limited
Chin Lung Wang
CE ACS495 - active, Phillip Securities (Hong Kong) Limited
Ringo Chor Kin Au
CE ADS057 - active, Phillip Securities (Hong Kong) Limited
Leung Kin Au
CE APA353 - active, Phillip Securities (Hong Kong) Limited
Siu Wing Au
CE AGH256 - active, Phillip Commodities (HK) Limited
Aric Wing Kai Au
CE AEH253 - active, Phillip Securities (Hong Kong) Limited
Kwan Keung Chan
CE BSM478 - active, Phillip Commodities (HK) Limited
Chi Ki Chan
CE AUA440 - active, Phillip Securities (Hong Kong) Limited
Terry Chin Lung Chan
CE ACP724 - active, Phillip Securities (Hong Kong) Limited
Chun Lung Chan
CE AQU198 - active, Phillip Commodities (HK) Limited
Chun Nin Chan
CE BUP002 - active, Phillip Securities (Hong Kong) Limited
Heung Shan Chan
CE ALT955 - active, Phillip Securities (Hong Kong) Limited
Hiu Yee Chan
CE AKX415 - active, Phillip Commodities (HK) Limited
Hon Chau Chan
CE ANT386 - active, Phillip Securities (Hong Kong) Limited
Simon Kam Wah Chan
CE AFN645 - active, Phillip Securities (Hong Kong) Limited
King Bon Chan
CE ABA814 - active, Phillip Securities (Hong Kong) Limited
Kum Shing Chan
CE AFR764 - active, Phillip Securities (Hong Kong) Limited
Lai Yin Chan
CE ACC427 - active, Phillip Commodities (HK) Limited
Lok Man (SFC:AKW951) Chan
CE AKW951 - active, Phillip Securities (Hong Kong) Limited
Man Chi Chan
CE AFF131 - active, Phillip Securities (Hong Kong) Limited
Ivy Man Yee Chan
CE ANU070 - active, Phillip Securities (Hong Kong) Limited
Sum Ming Chan
CE BRY443 - active, Phillip Commodities (HK) Limited
Wai Yan Chan
CE BTR110 - active, Phillip Commodities (HK) Limited
Yat Fung Chan
CE AUS131 - active, Phillip Securities (Hong Kong) Limited
Yin King Chan
CE ADQ114 - active, Phillip Securities (Hong Kong) Limited
Yin Shum Chan
CE BUU935 - active, Phillip Securities (Hong Kong) Limited
Johny Yin Chan
CE ABD433 - active, Phillip Securities (Hong Kong) Limited
Ying Kit (SFC:AVZ549) Chan
CE AVZ549 - active, Phillip Commodities (HK) Limited
Bada Yu Fung Chan
CE ALW346 - active, Phillip Commodities (HK) Limited
Yuk Keung Chan
CE ADC945 - active, Phillip Commodities (HK) Limited
Chi Pan Chau
CE BRS974 - active, Phillip Securities (Hong Kong) Limited
Long (SFC:AFE046) Chen
CE AFE046 - active, Phillip Securities (Hong Kong) Limited
William Wai Hung Chen
CE ALS067 - active, Phillip Securities (Hong Kong) Limited
Yisi Chen
CE BSL543 - active, Phillip Securities (Hong Kong) Limited
Kam Wa Cheng
CE AWJ164 - active, Phillip Securities (Hong Kong) Limited
Michael Godwin Cheng
CE AUX377 - active, Phillip Securities (Hong Kong) Limited
Wing Chung Cheng
CE BNU320 - active, Phillip Securities (Hong Kong) Limited
Hoi Man Michelle Cheung
CE BOS272 - active, Phillip Securities (Hong Kong) Limited
Kai Yuen Cheung
CE AAX685 - active, Phillip Securities (Hong Kong) Limited
Kim Kwong Cheung
CE AQQ018 - active, Phillip Securities (Hong Kong) Limited
Man Chi Cheung
CE BVZ499 - active, Phillip Securities (Hong Kong) Limited
Celia Man Cheung
CE AOH947 - active, Phillip Commodities (HK) Limited
Ngai Man Cheung
CE ADT857 - active, Phillip Commodities (HK) Limited
Tat To Cheung
CE ARI205 - active, Phillip Commodities (HK) Limited
Tsz Ying Cheung
CE ATO215 - active, Phillip Commodities (HK) Limited
Yi Man Cheung
CE BUC714 - active, Phillip Securities (Hong Kong) Limited
Richard Yeung Chi
CE ASL914 - active, Phillip Commodities (HK) Limited
Chi Cheung Chiu
CE AZV943 - active, Phillip Securities (Hong Kong) Limited
Ho Fai Choi
CE AIC254 - active, Phillip Securities (Hong Kong) Limited
Hong Chai Choi
CE BVD568 - active, Phillip Securities (Hong Kong) Limited
Tung Wai Choi
CE AMH885 - active, Phillip Securities (Hong Kong) Limited
Chi Ling Chong
CE AQF258 - active, Phillip Commodities (HK) Limited
Laam Chong
CE ADY982 - active, Phillip Commodities (HK) Limited
Po Chu Chou
CE APD233 - active, Phillip Commodities (HK) Limited
Yuen Yun Chow
CE BQC280 - active, Phillip Capital Management (HK) Limited
Chak Wai Choy
CE AFE593 - active, Phillip Commodities (HK) Limited
Kwok Hung Chu
CE ALK517 - active, Phillip Securities (Hong Kong) Limited
Yunxi Chu
CE BVS379 - active, Phillip Securities (Hong Kong) Limited
Seong Chee Chua
CE AGN660 - active, Phillip Securities (Hong Kong) Limited
Niyu Dai
CE BTZ872 - active, Phillip Securities (Hong Kong) Limited
Yuet Kong Fok
CE BEY059 - active, Phillip Commodities (HK) Limited
Sheung Yin Fung
CE BPR542 - active, Phillip Securities (Hong Kong) Limited
Michael Siu Shan Fung
CE AXT425 - active, Phillip Securities (Hong Kong) Limited
Tak On Fung
CE AAS800 - active, Phillip Securities (Hong Kong) Limited
Kwok Wing Ho
CE BME583 - active, Phillip Securities (Hong Kong) Limited
Peck Yoke Ho
CE ADL159 - active, Phillip Commodities (HK) Limited
Yiu Chuen Ho
CE BVL323 - active, Phillip Securities (Hong Kong) Limited
Yuet Lan Ho
CE AGK814 - active, Phillip Securities (Hong Kong) Limited
Sun Leung Eddy Hsu
CE BCV306 - active, Phillip Securities (Hong Kong) Limited
Kam Shing Hui
CE AFX582 - active, Phillip Securities (Hong Kong) Limited
Wai Lung Hui
CE BLE911 - active, Phillip Securities (Hong Kong) Limited
Wai Fan Hung
CE BDN976 - active, Phillip Securities (Hong Kong) Limited
Lai Kuen Ip
CE AFZ509 - active, Phillip Securities (Hong Kong) Limited
Maggie Wai Ping Kam
CE AJT954 - active, Phillip Securities (Hong Kong) Limited
Siu Hung Kei
CE AEM709 - active, Phillip Commodities (HK) Limited
Shaun Kou
CE AAU441 - active, Phillip Securities (Hong Kong) Limited
Kin Shing (SFC:BNW890) Kwan
CE BNW890 - active, Phillip Securities (Hong Kong) Limited
Kit Chi Kwan
CE APQ703 - active, Phillip Securities (Hong Kong) Limited
Kwok Wah Kwan
CE AAF937 - active, Phillip Securities (Hong Kong) Limited
Yu Fai Kwan
CE AFX922 - active, Phillip Securities (Hong Kong) Limited
Hung Leuk Ryan Kwok
CE BUX036 - active, Phillip Securities (Hong Kong) Limited
Shu Tin Kwok
CE AGN785 - active, Phillip Securities (Hong Kong) Limited
Lai Ming Kwong
CE AOR463 - active, Phillip Securities (Hong Kong) Limited
Chun Wai Lai
CE BKB802 - active, Phillip Securities (Hong Kong) Limited
Kan Tong Lai
CE ACP215 - active, Phillip Securities (Hong Kong) Limited
Kin Chung Lai
CE BEB796 - active, Phillip Securities (Hong Kong) Limited
Yuen Heung Lai
CE AFQ641 - active, Phillip Commodities (HK) Limited
Chung Kit Lam
CE AFQ232 - active, Phillip Commodities (HK) Limited
Kin (SFC:AQN217) Lam
CE AQN217 - active, Phillip Securities (Hong Kong) Limited
Ngai Pan Lam
CE BRT538 - active, Phillip Securities (Hong Kong) Limited
Ngai Pang Lam
CE ANA016 - active, Phillip Securities (Hong Kong) Limited
Shui Ching Lam
CE AOU054 - active, Phillip Securities (Hong Kong) Limited
Wang Hoi Lam
CE BWM085 - active, Phillip Securities (Hong Kong) Limited
Yat Man Lam
CE ANN299 - active, Phillip Securities (Hong Kong) Limited
Ying Kuen Lam
CE AGJ551 - active, Phillip Commodities (HK) Limited
Chi Kin Lau
CE AUN078 - active, Phillip Commodities (HK) Limited
Chi Wo Lau
CE AMI494 - active, Phillip Securities (Hong Kong) Limited
Kai Kwong Lau
CE ANG941 - active, Phillip Securities (Hong Kong) Limited
Kam Hung Lau
CE AFA732 - active, Phillip Securities (Hong Kong) Limited
Man Chor Lau
CE AVR361 - active, Phillip Securities (Hong Kong) Limited
Suk Tung Lau
CE AFD150 - active, Phillip Commodities (HK) Limited
Wai Chung Lau
CE AAG741 - active, Phillip Commodities (HK) Limited
Wai Kit (SFC:BRJ131) Lau
CE BRJ131 - active, Phillip Commodities (HK) Limited
Yin Hei Lau
CE BBQ036 - active, Phillip Securities (Hong Kong) Limited
Angela Law
CE AKW961 - active, Phillip Securities (Hong Kong) Limited
Ka Fun Law
CE AGJ537 - active, Phillip Securities (Hong Kong) Limited
Chak Lam Lee
CE BXD652 - ceased
Stephen Cheong Ping Lee
CE ANQ401 - active, Phillip Commodities (HK) Limited
Ching Fun Lee
CE AFX480 - active, Phillip Securities (Hong Kong) Limited
Chung Man (SFC:ACE503) Lee
CE ACE503 - active, Phillip Commodities (HK) Limited
Kwok Tung Lee
CE ALQ878 - active, Phillip Commodities (HK) Limited
Man Chiu Lee
CE BSI073 - active, Phillip Securities (Hong Kong) Limited
Man Hung Lee
CE AUV610 - active, Phillip Securities (Hong Kong) Limited
Wing Man Lee
CE BNN318 - active, Phillip Securities (Hong Kong) Limited
Ka Hing Leung
CE AGW040 - active, Phillip Securities (Hong Kong) Limited
Man Hin (SFC:AVH938) Leung
CE AVH938 - active, Phillip Securities (Hong Kong) Limited
Shuk Ting Leung
CE AKI342 - active, Phillip Securities (Hong Kong) Limited
Chung Yi Li
CE ADF251 - active, Phillip Securities (Hong Kong) Limited
Kai Yien Arthur Albert Li
CE AHR084 - active, Phillip Commodities (HK) Limited
Kwok Hing Li
CE ACK096 - active, Phillip Commodities (HK) Limited
Lok Man Li
CE AQE947 - active, Phillip Securities (Hong Kong) Limited
Shixing Li
CE BVZ639 - active, Phillip Securities (Hong Kong) Limited
Shuman Li
CE BPY115 - active, Phillip Securities (Hong Kong) Limited
Tommy Yuk Ming Li
CE ANB799 - active, Phillip Securities (Hong Kong) Limited
Xiao Huan Lucy Liao
CE AQH111 - active, Phillip Commodities (HK) Limited
Po Yu Liu
CE BKY981 - active, Phillip Securities (Hong Kong) Limited
Wan Yi Liu
CE AKY158 - active, Phillip Commodities (HK) Limited
Zhiyan (SFC:BWW855) Liu
CE BWW855 - active, Phillip Securities (Hong Kong) Limited
Kin Lo
CE ALU976 - active, Phillip Securities (Hong Kong) Limited
Ping Fai Lo
CE AGJ455 - active, Phillip Commodities (HK) Limited
Brian Yat Fung Loo
CE ACA940 - active, Phillip Securities (Hong Kong) Limited
William Wing Hop Ma
CE AFU606 - active, Phillip Securities (Hong Kong) Limited
Wing Yan (SFC:BWT880) Ma
CE BWT880 - active, Phillip Securities (Hong Kong) Limited
Ho Ning Mak
CE BTI999 - active, Phillip Securities (Hong Kong) Limited
Tsz Kin (SFC:BRE059) Mak
CE BRE059 - active, Phillip Securities (Hong Kong) Limited
Tsz Yu Sally Mak
CE BWI385 - active, Phillip Securities (Hong Kong) Limited
Wing Keung Man
CE AMB622 - active, Phillip Securities (Hong Kong) Limited
Chi Kin Mok
CE AEE733 - active, Phillip Commodities (HK) Limited
Kwok Wing Ng
CE AAX844 - active, Phillip Securities (Hong Kong) Limited
Lok Wun Ng
CE AWC637 - active, Phillip Commodities (HK) Limited
Sau King Ng
CE ANB800 - active, Phillip Commodities (HK) Limited
Shing Hin Ng
CE BWG221 - active, Phillip Securities (Hong Kong) Limited
Tsz Ching Ng
CE AVJ374 - active, Phillip Commodities (HK) Limited
Ho Fung Ngai
CE BUC776 - ceased
Yuk Man Ngai
CE ALU523 - active, Phillip Commodities (HK) Limited
Alex Kwok Kuen Ni
CE AOA109 - active, Phillip Commodities (HK) Limited
Man Kit Poon
CE BDY012 - active, Phillip Securities (Hong Kong) Limited
Pui Kwan Shea
CE AQA156 - active, Phillip Securities (Hong Kong) Limited
Pan Hong Shum
CE AEK474 - active, Phillip Securities (Hong Kong) Limited
Chun Wing So
CE BLL622 - active, Phillip Commodities (HK) Limited
Kan Kay So
CE AEY836 - active, Phillip Securities (Hong Kong) Limited
Ruixiang Sun
CE BUI475 - active, Phillip Securities (Hong Kong) Limited
Ho Yin Sze
CE ANT863 - active, Phillip Commodities (HK) Limited
Hoi Cheung Sze
CE BRC171 - active, Phillip Securities (Hong Kong) Limited
Kin Yip Tam
CE ALZ845 - active, Phillip Securities (Hong Kong) Limited
Sze Chung Tam
CE ANR622 - active, Phillip Commodities (HK) Limited
Yui Fai Tam
CE BLB623 - active, Phillip Securities (Hong Kong) Limited
Juncao Tan
CE BUJ232 - active, Phillip Securities (Hong Kong) Limited
Daniel Yiu Ping Tang
CE ANR624 - active, Phillip Commodities (HK) Limited
Siu Hin Hero Ting
CE BUA579 - active, Phillip Securities (Hong Kong) Limited
Chi Yiu Tong
CE BVM877 - active, Phillip Securities (Hong Kong) Limited
Wai Keung Tsang
CE ACW822 - active, Phillip Securities (Hong Kong) Limited
Pang Shun Tse
CE AOK043 - active, Phillip Securities (Hong Kong) Limited
Ka Hang Tsui
CE BVI882 - active, Zheng Da International Financial Holding Limited
Fu Wing Wong
CE BDR790 - active, Phillip Securities (Hong Kong) Limited
Chi Kin (SFC:AOT741) Wong
CE AOT741 - active, Phillip Commodities (HK) Limited
Chor Kwan Wong
CE ABH986 - active, Phillip Securities (Hong Kong) Limited
Warren Chung Hang Wong
CE APF009 - active, Phillip Commodities (HK) Limited
Kar Wai Wong
CE AMB358 - active, Phillip Securities (Hong Kong) Limited
Kin Chung (SFC:BOB735) Wong
CE BOB735 - active, Phillip Securities (Hong Kong) Limited
Kin Shing Wong
CE APX205 - active, Phillip Commodities (HK) Limited
Man Keung Wong
CE ALK086 - active, Phillip Securities (Hong Kong) Limited
Ning Tsang Wong
CE APK067 - active, Phillip Securities (Hong Kong) Limited
Poon Chuen Wong
CE AFT769 - active, Phillip Securities (Hong Kong) Limited
Sau Fan Wong
CE BNE466 - active, Phillip Commodities (HK) Limited
Siu Chuen Wong
CE AAA522 - active, Phillip Securities (Hong Kong) Limited
Siu Kwan Wong
CE ABE359 - active, Phillip Securities (Hong Kong) Limited
Sou Leung Wong
CE AMO362 - active, Phillip Securities (Hong Kong) Limited
Sze Ho Wong
CE BMW970 - active, Phillip Commodities (HK) Limited
Wai Fai Wong
CE AGK211 - active, Phillip Securities (Hong Kong) Limited
Young Ying Kit Wong
CE ADY999 - active, Phillip Securities (Hong Kong) Limited
Peijie Wu
CE BRT002 - active, Phillip Securities (Hong Kong) Limited
Yayi Wu
CE BXM003 - active, Phillip Securities (Hong Kong) Limited
Shun Hung Yam
CE AAC152 - active, Phillip Commodities (HK) Limited
Huizhi Yang
CE AFT581 - active, Phillip Commodities (HK) Limited
Chun Yu Yau
CE ATM813 - active, Phillip Securities (Hong Kong) Limited
Chi Ho Ivan Yeung
CE BUD868 - active, Phillip Securities (Hong Kong) Limited
Siu Cheong Yeung
CE BKL978 - active, Phillip Commodities (HK) Limited
Hongjian Yin
CE BWC270 - active, Phillip Securities (Hong Kong) Limited
Chau Po Yip
CE AZS694 - active, Phillip Securities (Hong Kong) Limited
Cheuk Lai Yip
CE BRO056 - active, Phillip Securities (Hong Kong) Limited
Cho Lun Yip
CE ARA749 - active, Phillip Commodities (HK) Limited
Kin Wing Yip
CE ALW656 - active, Phillip Securities (Hong Kong) Limited
Kelvin Lai Sang Yip
CE AHG862 - active, Phillip Securities (Hong Kong) Limited
Lung Yip
CE ALF646 - active, Phillip Commodities (HK) Limited
Wai Yin Yiu
CE ADV751 - active, Phillip Commodities (HK) Limited
Ho Wing Yu
CE AXT424 - active, Phillip Commodities (HK) Limited
Jiafei Yu
CE BWY624 - active, Phillip Securities (Hong Kong) Limited
Ka Fan Yu
CE AUR829 - active, Phillip Securities (Hong Kong) Limited
Yat Yu
CE BLL624 - active, Phillip Commodities (HK) Limited
Kui Man Yuen
CE ANA239 - active, Phillip Commodities (HK) Limited
Yanqing Zhen
CE BNH342 - active, Phillip Commodities (HK) Limited
Bingguang Zhuo
CE BTT602 - active, Phillip Commodities (HK) Limited
Cheuk Man (SFC:AFP804) Chan
CE AFP804 - active, Phillip Securities (Hong Kong) Limited
Choi King Chan
CE AAY554 - active, Phillip Securities (Hong Kong) Limited
Hiu Pun Chan
CE AFM191 - active, Phillip Securities (Hong Kong) Limited
Ho Yin (SFC:AFZ637) Chan
CE AFZ637 - active, Phillip Securities (Hong Kong) Limited
Kwok Kee Chan
CE ASS955 - active, Phillip Securities (Hong Kong) Limited
Christian Leong Hei Chan
CE AAZ155 - active, Phillip Securities (Hong Kong) Limited
Heidi Mei Yat Chan
CE AKI598 - active, Phillip Securities (Hong Kong) Limited
Siu Ming Chan
CE AEU968 - active, Phillip Securities (Hong Kong) Limited
Winnie Wai Yee Chan
CE ABY889 - active, Phillip Securities (Hong Kong) Limited
Yee Man (SFC:AAB523) Chan
CE AAB523 - active, Phillip Securities (Hong Kong) Limited
Ying Lam Chan
CE APG716 - active, Phillip Securities (Hong Kong) Limited
Kam Mei Chang
CE AOH587 - active, Phillip Securities (Hong Kong) Limited
Wai Chau
CE AHT092 - active, Phillip Securities (Hong Kong) Limited
Connie Cheng
CE ARP196 - active, Phillip Securities (Hong Kong) Limited
Windy Ka Wai Cheng
CE AMP588 - active, Phillip Securities (Hong Kong) Limited
Chun Yau Cheung
CE AEM263 - active, Phillip Securities (Hong Kong) Limited
Fu Lam Cheung
CE AAF266 - active, Phillip Securities (Hong Kong) Limited
Lai Ling Cheung
CE ADS120 - active, Phillip Securities (Hong Kong) Limited
Sederick Chun Sang Chiu
CE AAV806 - active, Phillip Securities (Hong Kong) Limited
Hiu Yeung Cho
CE AUX366 - active, Phillip Securities (Hong Kong) Limited
Wan Po Cho
CE ABN821 - active, Phillip Securities (Hong Kong) Limited
Lai Ching Choi
CE ASW952 - active, Phillip Securities (Hong Kong) Limited
Johnny Ka Keung Chu
CE AEL450 - active, Phillip Securities (Hong Kong) Limited
Man Fai Chu
CE AFN360 - active, Phillip Securities (Hong Kong) Limited
Derek Chi On Chung
CE AHN557 - active, Phillip Securities (Hong Kong) Limited
Kwok Chung Foo
CE AEU800 - active, Phillip Securities (Hong Kong) Limited
Ka Lung Ho
CE AIO045 - active, Phillip Securities (Hong Kong) Limited
Suk King Ho
CE AEK837 - active, Phillip Securities (Hong Kong) Limited
Siu King Hui
CE AMK362 - active, Phillip Securities (Hong Kong) Limited
Suen Mun Hui
CE AJA513 - active, Phillip Securities (Hong Kong) Limited
Kwan Kwai
CE ACO854 - active, Phillip Securities (Hong Kong) Limited
Wing Yin Kwan
CE AOI912 - active, Phillip Securities (Hong Kong) Limited
Mei Fung Kwok
CE ADC279 - active, Phillip Securities (Hong Kong) Limited
Siu Fung Kwok
CE ATW960 - active, Phillip Securities (Hong Kong) Limited
Si Shun Kwong
CE AGD082 - active, Phillip Securities (Hong Kong) Limited
Louis Kim Leung Lai
CE AEA218 - active, Phillip Securities (Hong Kong) Limited
Sze Nga Lai
CE ALQ190 - active, Phillip Securities (Hong Kong) Limited
Chong Man Lam
CE ADZ507 - active, Phillip Securities (Hong Kong) Limited
Ofelia Kit Ming Lam
CE ADE291 - active, Phillip Securities (Hong Kong) Limited
Mi Fun Lam
CE AJD598 - active, Phillip Securities (Hong Kong) Limited
Sze Tat Lam
CE AAV067 - active, Phillip Securities (Hong Kong) Limited
David Tak Luk Lam
CE AFI903 - active, Phillip Securities (Hong Kong) Limited
Wai Lam
CE AEM576 - active, Phillip Securities (Hong Kong) Limited
Yuen Wah Lam
CE AFR091 - active, Phillip Securities (Hong Kong) Limited