Winston Tak Sun van
萬德生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winston Tak Sun van (萬德生), CE reference AAA062. Currently licensed at 1 firm(s): Penjing Asset Management (Asia) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2022-12-15 | present |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-02 |
| WTV Global Investments Management Limited |
RO | Type 4 — Advising on securities | present | 2005-02-01 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-07 |
| WTV Global Investments Management Limited |
RO | Type 5 — Advising on futures contracts | present | 2005-02-01 |
| WTV Global Investments Management Limited |
RO | Type 6 — Advising on corporate finance | present | 2005-02-01 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-07 |
| WTV Global Investments Management Limited |
RO | Type 9 — Asset management | present | 2005-12-13 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-07 |