Wai Kin Lee
李維健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Lee (李維健), CE reference AYA158. Currently licensed at 3 firm(s): Phillip Capital Management (HK) Limited, Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-08-11 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-26 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-01 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | present |