Colin Koon Nang Tse
謝貫能
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Koon Nang Tse (謝貫能), CE reference ATR121. Currently licensed at 1 firm(s): PJT Partners (HK) Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PJT Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2022-12-22 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-19 | 2022-11-08 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2021-10-19 | 2022-11-08 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-16 | 2021-10-19 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-16 | 2021-10-19 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-29 | 2018-11-23 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2016-09-29 | 2018-11-23 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2016-09-29 | 2018-11-23 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2016-09-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-28 | 2016-09-29 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-08 | 2012-12-06 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-08 | 2012-12-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-28 | 2012-06-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-28 | 2012-06-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-28 | 2012-06-01 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2010-12-13 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2009-09-07 | 2010-12-13 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2009-09-07 | 2010-02-08 |