Ka Shing Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shing Chan (陳嘉成), a licensed Responsible Officer with CE reference BSS613. Currently licensed at 2 firm(s): Imperium International Securities Limited, Imperium International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.3 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2026-11-04 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-11-04 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 - Advising on securities | 2026-11-04 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 - Asset management | 2026-11-04 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-15 | 2026-11-04 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-15 | 2026-11-04 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-15 | 2026-11-04 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-09-15 | 2026-11-04 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-14 | 2026-04-15 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-14 | 2026-04-15 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 - Asset management | 2023-02-14 | 2026-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Shing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Junfei Ren | Pando Finance Limited | 2023–2026 |
| Kwok Kei Lai | Pando Finance Limited | 2023–2025 |
| Ming Han Lee | Pando Finance Limited | 2024–2026 |
| Lik Man Tang | Pando Finance Limited | 2024–2025 |
| Yat Hei Wong | Pando Finance Limited | 2023–2024 |
| Ean Kiam Ng | Pando Finance Limited | 2024–2025 |
| Yumeng Sun | Pando Finance Limited | 2025–2026 |
| Wai Ting Kung | Pando Finance Limited | 2023–2024 |
| Chun Ching Cheng | Pando Finance Limited | 2023–2024 |
| Yili Yan | Pando Finance Limited | 2024–2025 |
| Bo Ma | Pando Finance Limited | 2023–2024 |
| Alan Si Huen Fung | Pando Finance Limited | 2023 |
| Ka Yue Cheng | Pando Finance Limited | 2025–2026 |
| Tsz Chun Tong | Pando Finance Limited | 2023 |
| Dan Wang | Pando Finance Limited | 2023 |
| Ting Yuen Ng | Pando Finance Limited | 2023 |
| Hu Wang | Pando Finance Limited | 2023 |
| Alfred Teck Chit Wong | Pando Finance Limited | 2023 |
| Wai Kin Ho | Imperium International Asset Management Limited | 2026–present |
| Annie Win Yee Tse | Pando Finance Limited | 2023 |