Michael Chiu Ho Ng
伍超豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chiu Ho Ng (伍超豪), CE reference ADA727. Currently licensed at 1 firm(s): Patrons Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-23 | present |
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-01-16 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-22 | 2021-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-22 | 2021-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-09-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-07 | 2017-09-22 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-27 | 2017-06-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-01 | 2017-06-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2016-05-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-03 | 2011-04-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-09-18 |