Michael Chiu Ho Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chiu Ho Ng (伍超豪), a licensed Responsible Officer with CE reference ADA727. Currently licensed at 1 firm(s): Patrons Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-23 | present |
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-01-16 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-22 | 2021-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-22 | 2021-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-07 | 2017-09-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-07 | 2017-09-22 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-27 | 2017-06-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-04-01 | 2017-06-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-03 | 2016-05-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-03 | 2011-04-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2010-09-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Chiu Ho Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.