Aaron Chi Ho Ho
何志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Chi Ho Ho (何志豪), CE reference ADS214. Currently licensed at 1 firm(s): PURPLE LEGEND (HK) LIMITED. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PURPLE LEGEND (HK) LIMITED | RO | Type 1 — Dealing in securities | 2025-11-13 | present |
| PURPLE LEGEND (HK) LIMITED | RO | Type 4 — Advising on securities | 2025-11-13 | present |
| PURPLE LEGEND (HK) LIMITED | RO | Type 9 — Asset management | 2025-11-13 | present |
| PURPLE LEGEND (HK) LIMITED | Rep | Type 1 — Dealing in securities | 2025-11-03 | 2025-11-13 |
| PURPLE LEGEND (HK) LIMITED | Rep | Type 4 — Advising on securities | 2025-11-03 | 2025-11-13 |
| PURPLE LEGEND (HK) LIMITED | Rep | Type 9 — Asset management | 2025-11-03 | 2025-11-13 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-04 | 2025-05-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-04 | 2025-05-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2025-02-04 | 2025-05-16 |
| Global Mastermind Investment Limited 環球大通投資有限公司 |
Rep | Type 9 — Asset management | 2024-03-21 | 2024-05-27 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2021-09-29 | 2023-10-31 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2021-09-10 | 2023-10-31 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | 2021-09-10 | 2023-10-31 |
| Funderstone Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | 2021-09-10 | 2021-09-29 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2021-09-10 | 2021-09-29 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-23 | 2021-08-04 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-12-23 | 2021-08-04 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-23 | 2021-08-04 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-23 | 2021-08-04 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2010-08-26 | 2021-08-04 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-11-03 | 2021-08-04 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2009-11-03 | 2021-08-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-14 | 2010-08-26 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-17 | 2021-08-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-10 | 2008-06-17 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-02 | 2008-04-26 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-15 | 2007-04-02 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-11 | 2007-01-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-17 | 2007-01-31 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-30 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-21 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-21 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-21 |