Shashank Rathi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shashank Rathi, CE reference ATW910. Currently licensed at 1 firm(s): Pharo Management (HK) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-10-25 | present |
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-04-03 | 2018-10-25 |
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2014-05-13 | 2018-03-12 |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2014-05-13 | 2018-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-02 | 2014-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-09-30 | 2014-02-26 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-09-30 | 2010-09-02 |