Patrick Francis J. Brothers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Francis J. Brothers, a licensed Responsible Officer with CE reference ADG699. Currently licensed at 1 firm(s): Peak Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | RO | Type 1 - Dealing in securities | 2019-02-12 | present |
| Peak Capital Limited | RO | Type 4 - Advising on securities | 2019-02-12 | present |
| Peak Capital Limited | RO | Type 9 - Asset management | 2015-10-14 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Francis J. Brothers during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.