Patrick Francis J. Brothers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Francis J. Brothers, a licensed Responsible Officer with CE reference ADG699. Currently licensed at 1 firm(s): Peak Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | RO | Type 1 - Dealing in securities | 2019-02-12 | present |
| Peak Capital Limited | RO | Type 4 - Advising on securities | 2019-02-12 | present |
| Peak Capital Limited | RO | Type 9 - Asset management | 2015-10-14 | present |