Fan Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Zhang (張帆), a licensed Responsible Officer with CE reference AXG303. Currently licensed at 1 firm(s): Oakwise Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 4 - Advising on securities | 2024-07-30 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 9 - Asset management | 2024-07-30 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-24 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-20 | 2024-07-30 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-20 | 2024-07-30 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-29 | 2021-05-31 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-07-29 | 2021-05-31 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-21 | 2016-07-29 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-21 | 2016-07-29 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-18 | 2016-03-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-26 | 2013-12-18 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-10 | 2016-03-01 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-01-10 | 2016-03-01 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-05 | 2013-01-10 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-05 | 2013-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fan Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.