Xin Gao

高欣
CE No. AUC236 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Gao (高欣), a licensed former licensee with CE reference AUC236. This person has 16.1 years of SFC licence history. Total licence records on file: 13.

Information

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Licence history

FirmRoleRegulated activityFromTo
Oakwise Capital Management Limited
瑞橡資本管理有限公司
Rep Type 4 - Advising on securities 2025-05-21 2026-03-31
Oakwise Capital Management Limited
瑞橡資本管理有限公司
Rep Type 9 - Asset management 2025-05-21 2026-03-31
HuaAn Asset Management (Hong Kong) Limited
華安資產管理(香港)有限公司
RO Type 1 - Dealing in securities 2022-03-25 2025-04-15
HuaAn Asset Management (Hong Kong) Limited
華安資產管理(香港)有限公司
RO Type 4 - Advising on securities 2022-02-28 2025-04-15
HuaAn Asset Management (Hong Kong) Limited
華安資產管理(香港)有限公司
RO Type 9 - Asset management 2022-02-28 2025-04-15
HuaAn Asset Management (Hong Kong) Limited
華安資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2021-09-29 2022-02-28
HuaAn Asset Management (Hong Kong) Limited
華安資產管理(香港)有限公司
Rep Type 9 - Asset management 2021-09-29 2022-02-28
China Universal Asset Management (Hong Kong) Company Limited
匯添富資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2012-10-17 2021-08-31
China Universal Asset Management (Hong Kong) Company Limited
匯添富資產管理(香港)有限公司
Rep Type 9 - Asset management 2012-10-17 2021-08-31
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2011-11-09 2012-10-04
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Rep Type 9 - Asset management 2011-11-09 2012-10-04
Taikang Asset Management (Hong Kong) Company Limited
泰康資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2009-11-25 2011-10-27
Taikang Asset Management (Hong Kong) Company Limited
泰康資產管理(香港)有限公司
Rep Type 9 - Asset management 2009-11-25 2011-10-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Fung Yeung China Universal Asset Management (Hong Kong) Company Limited 2012–2021
Suqiao Chen China Universal Asset Management (Hong Kong) Company Limited 2012–2021
Min He China Universal Asset Management (Hong Kong) Company Limited 2012–2021
Zhenxiang Wu China Universal Asset Management (Hong Kong) Company Limited 2012–2021
Hui Zhang China Universal Asset Management (Hong Kong) Company Limited 2013–2021
Qing Wan China Universal Asset Management (Hong Kong) Company Limited 2012–2021
Lingbing Kong China Universal Asset Management (Hong Kong) Company Limited 2014–2021
Liqing Dong China Universal Asset Management (Hong Kong) Company Limited 2012–2021
Yun Zhang China Universal Asset Management (Hong Kong) Company Limited 2012–2021
Yufei Sun China Universal Asset Management (Hong Kong) Company Limited 2014–2021
Dong Yang China Universal Asset Management (Hong Kong) Company Limited 2016–2021
Shun Tak So China Universal Asset Management (Hong Kong) Company Limited 2016–2021
Kin Wai Kenny Chan China Universal Asset Management (Hong Kong) Company Limited 2017–2021
Xudong Yang China Universal Asset Management (Hong Kong) Company Limited 2016–2021
Hengheng Huang HuaAn Asset Management (Hong Kong) Limited 2021–2025
Xiaoling Zhang HuaAn Asset Management (Hong Kong) Limited 2021–2025
Xi Chen HuaAn Asset Management (Hong Kong) Limited 2021–2025
Jian Ni China Universal Asset Management (Hong Kong) Company Limited 2015–2019
Qing Chen China Universal Asset Management (Hong Kong) Company Limited 2016–2020
Jiayuan Zhu China Universal Asset Management (Hong Kong) Company Limited 2016–2021

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